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Brokers

Here you will find a list of Broker Dealers that deal with Small Cap Issuers and their unique processes and pitfalls. Each broker has been asked to outline their capabilities and any additional or special features that their brokerage brings to the table, such as raising capital, options trading, market making, filings or other special niche services.

A B C D E F G H I J K L M N O P Q R S T U V W X Y Z
Name
Focus
Contact
BARON CAPITAL, INC. 
   
1 FINANCIAL MARKETPLACE SECURITIES, LLC 
   
1717 CAPITAL MANAGEMENT COMPANY 
   
1ST BRIDGEHOUSE SECURITIES, LLC 
   
1ST DISCOUNT BROKERAGE, INC. 
   
1ST GLOBAL CAPITAL CORP 
   
1ST MUNICH CAPITAL, LLC 
   
1ST WORLDWIDE FINANCIAL PARTNERS, LLC 
   
21 CAPITAL GROUP, INC. 
   
2480 SECURITIES LLC 
   
3 MARK EQUITIES, INC. 
   
3C-WC PARTNERS, LLC 
   
401(K) INVESTMENT SERVICES, INC. 
   
508 SECURITIES, INC. 
   
A & M SECURITIES, LLC 
   
A B WONG CAPITAL LLC 
   
A I M DISTRIBUTORS, INC. 
   
A&F FINANCIAL SECURITIES, INC. 
   
A. G. EDWARDS & SONS, INC. 
   
A. M. HOWELLS & COMPANY, INC. 
   
A. P. SECURITIES, INC. 
   
A. R. SCHMEIDLER & CO., INC 
   
A.B. WATLEY DIRECT, INC. 
   
A.BRIDGE REALVEST SECURITIES CORPORATION 
   
A.C. TRADING, INC. 
   
A.C.R. SECURITIES, INC. 
   
A.G. QUINTAL INVESTMENT COMPANY INC. 
   
A.H. HAYNES & CO., INC. 
   
A.J. PACE & CO., INC. 
   
A.J. SLOANE & COMPANY, LLC 
   
A.K. CAPITAL, LLC 
   
A.L. WATERS CAPITAL, LLC 
   
A.M. OPPENHEIMER SECURITIES,INC. 
   
A.T.A.P. FINANCIAL SERVICES, INC. 
   
AARON CAPITAL, INCORPORATED 
   
ABACUS INTERNATIONAL CAPITAL CORP. 
   
ABACUS INVESTMENTS, INC. 
   
ABACUS SECURITIES CORPORATION 
   
ABAX BROKERAGE SERVICES, INC. 
   
ABBEY NATIONAL SECURITIES INC. 
   
ABD FINANCIAL SERVICES, INC. 
   
ABEL'S HILL CAPITAL CORP. 
   
ABEL/NOSER CORP. 
   
ABG SUNDAL COLLIER INC. 
   
ABI CAPITAL MANAGEMENT, LLC 
   
ABN AMRO DISTRIBUTION SERVICES (USA), INC. 
   
ABN AMRO INCORPORATED 
   
ABN AMRO ROTHSCHILD LLC 
   
ABNER, HERRMAN & BROCK, INC. 
   
ABRAHAM & CO., INC. 
   
ABRAHAM & LONDON SECURITIES, INC. 
   
ABRAMSON FINANCIAL, LLC 
   
ABS BROKERAGE SERVICES, L.L.C. 
   
ABSHIER WEBB & DONNELLY, INC. 
   
ABSOLUTE RETURN ADVISORS, LTD. 
   
ACA PARTNERS SECURITIES, LP 
   
ACA/PRUDENT INVESTORS PLANNING CORPORATION 
   
ACAP FINANCIAL INC. 
   
ACB BUSINESS SERVICES, LLC 
   
ACCENT CAPITAL ADVISORS, L.L.C. 
   
ACCESS CAPITAL INVESTMENT GROUP, INC 
   
ACCESS FINANCIAL GROUP, INC. 
   
ACCESS INVESTMENTS, INC. 
   
ACCESS SECURITIES, INC. 
   
ACCREDITED EQUITIES INCORPORATED 
   
ACCRUED EQUITIES INC. 
   
ACCUMULATION PLANNING, INC. 
   
ACE DIVERSIFIED CAPITAL, INC. 
   
ACF INTERNATIONAL INC. 
   
ACKRELL CAPITAL, LLC 
   
ACME SECURITIES INC. 
   
ACN SECURITIES INC. 
   
ACOSTA FINANCIAL SERVICES, LLC 
   
ACP SECURITIES, LLC 
   
ACS SECURITIES CORP. 
   
ACTINVER SECURITIES, INC. 
   
ACTIVA ASSET MANAGEMENT, LLC 
   
ADAMSON BROTHERS INC. 
   
ADIRONDACK TRADING GROUP LLC 
   
ADMINISTRATIVE SYSTEMS, INC. 
   
ADP BROKER-DEALER, INC. 
   
ADP CLEARING & OUTSOURCING SERVICES, INC. 
   
ADVANCE CAPITAL SERVICES, INC. 
   
ADVANCED ADVISOR GROUP, LLC 
   
ADVANCED ASSET TRADING, INC 
   
ADVANCED EQUITIES, INC. 
   
ADVANCED PLANNING SECURITIES, INC. 
   
ADVANTAGE CAPITAL CORPORATION 
   
ADVANTAGE GFC LLC 
   
ADVANTAGE INVESTMENT STRATEGIES, INC. 
   
ADVANTAGE SECURITIES LLC 
   
ADVENT SECURITIES, INC. 
   
ADVISER DEALER SERVICES, INC. 
   
ADVISORS CLEARING NETWORK, INC. 
   
ADVISORS EDGE SECURITIES, LLC 
   
ADVISORS UNLIMITED 
   
ADVISORY FINANCIAL CONSULTANTS, INC. 
   
ADVISORY GROUP EQUITY SERVICES LTD. 
   
AEB CORPORATION 
   
AEGIS CAPITAL CORP. 
   
AEGIS ENERGY ADVISORS CORP. 
   
AEGIS INVESTMENTS, INC. 
   
AEI SECURITIES, INC. 
   
AETHLON CAPITAL, L.L.C 
   
AEW SECURITIES LIMITED PARTNERSHIP 
   
AFA FINANCIAL GROUP, LLC 
   
AFBA FIVE STAR SECURITIES COMPANY 
   
AFFILIATED BANKERS CAPITAL, L.L.C. 
   
AFFINA BROKERAGE SERVICES, LLC 
   
AFFINITY INVESTMENT SERVICES, LLC 
   
AFS BROKERAGE, INC. 
   
AFSG SECURITIES CORPORATION 
   
AG BD LLC 
   
AGECROFT PARTNERS, LLC 
   
AGENCY TRADING GROUP, INC. 
   
AGF SECURITIES, INC. 
   
AGILE SECURITIES, INC. 
   
AGINCOURT, LTD 
   
AGM SECURITIES LLC 
   
AGORA SENIOR SECURITIES CORP. 
   
AGRICAPITAL SECURITIES INC. 
   
AHA SOLUTIONS, INC. 
   
AHT FINANCIAL GROUP, LTD. 
   
AI SECURITIES,INC. 
   
AIA CAPITAL MARKETS LLC 
   
AIG EQUITY SALES CORP. 
   
AIG FINANCIAL ADVISORS, INC. 
   
AIG FINANCIAL SECURITIES CORP. 
   
AIG GLOBAL SECURITIES LENDING CORP. 
   
AIG SUNAMERICA CAPITAL SERVICES, INC. 
   
AJAX INVESTMENTS, LLC. 
   
AKAR CAPITAL MANAGEMENT, INC. 
   
AKIN BAY COMPANY LLC 
   
AKJ 
   
AKROS SECURITIES, INC 
   
ALADDIN CAPITAL LLC 
   
ALAMO CAPITAL 
   
ALARIS TRADING PARTNERS, LLC 
   
ALARON FINANCIAL SERVICES 
   
ALBERT FRIED & COMPANY, LLC 
   
ALBRIGHT SECURITIES LLC 
   
ALCHEMY ALTERNATIVES, INC. 
650 802-0800   
ALDERMAN & COMPANY CAPITAL, LLC 
   
ALDERWOOD CAPITAL LLC 
   
ALERUS SECURITIES CORPORATION 
   
ALETHEIA SECURITIES, INC. 
   
ALEXANDER CAPITAL, L.P. 
   
ALEXANDER DUNHAM SECURITIES, INC. 
   
ALEXANDER INVESTMENT SERVICES CO. 
   
ALFA CAPITAL MARKETS (USA), INC 
   
ALFS, INC. 
   
ALIN ASSOCIATES, INC. 
   
ALL FUNDS, INC. 
   
ALLEGHENY INVESTMENTS, LTD. 
   
ALLEGIANCE CAPITAL, L.L.C. 
   
ALLEGIANT SECURITIES L.L.C. 
   
ALLEN & COMPANY LLC 
   
ALLEN & COMPANY OF FLORIDA, INC. 
   
ALLEN C. EWING & CO. 
   
ALLEN KONRAD ASSET MANAGEMENT, CORP. 
   
ALLES INVESTMENTS, INC. 
   
ALLIANCE ADVISORY & SECURITIES, INC. 
   
ALLIANCE AFFILIATED EQUITIES CORPORATION 
   
ALLIANCE FINANCIAL GROUP, INC. 
   
ALLIANCEBERNSTEIN INVESTMENTS, INC. 
   
ALLIANT EQUITY INVESTMENTS, LLC 
   
ALLIANT SECURITIES, INC. TURNER, NORD, KIENBAUM 
   
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC 
   
ALLIANZ LIFE FINANCIAL SERVICES, LLC 
   
ALLIED ASSET MANAGEMENT, INC. 
   
ALLISON-WILLIAMS COMPANY 
   
ALLSTATE DISTRIBUTORS, L.L.C. 
   
ALLSTATE FINANCIAL SERVICES, LLC 
   
ALMARC TRADING, LP 
   
ALMAX FINANCIAL SOLUTIONS, LLC 
   
ALPHA BUSINESS CONTROL SYSTEMS 
   
ALPHA EQUITY RESEARCH, INC. 
   
ALPHA FINANCE US CORPORATION 
   
ALPHA OMEGA CAPITAL SECURITIES, LLC 
   
ALPHA PRD, INC. 
   
ALPINE ASSOCIATES, A LIMITED PARTNERSHIP 
   
ALPINE PARTNERS, L.P. 
   
ALPINE SECURITIES CORPORATION 
   
ALPS DISTRIBUTORS, INC. 
   
ALTA CAPITAL GROUP, LLC 
   
ALTA VISTA FINANCIAL, INC. 
   
ALTEA CAPITAL, LLC 
   
ALTEGRIS INVESTMENTS, INC. 
   
ALTERNATIVE ACCESS CAPITAL, LLC 
   
ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC 
   
ALTERNATIVE WEALTH STRATEGIES, INC. 
   
ALTERNET SECURITIES INC. 
   
ALTON SECURITIES GROUP INC. 
   
ALTRUSHARE SECURITIES LLC 
   
ALTURA, NELSON & CO., INCORPORATED 
   
ALVAREZ & MARSAL SECURITIES, LLC 
   
ALYSSA LLC 
   
ALZAID FINANCIAL SERVICES, INC. 
   
AM CAPITAL LLC 
   
AMARANTH GLOBAL SECURITIES LLC 
   
AMBAC SECURITIES, INC 
   
AMBER MOUNTAIN INVESTMENTS, LLC 
   
AMCORE INVESTMENT SERVICES, INC 
   
AMD CAPITAL, LLC 
   
AMEGY INVESTMENTS, INC. 
   
AMEREST SECURITIES, INC. 
   
AMERICA FIRST ASSOCIATES CORP. 
   
AMERICA INVEST ONLINE, INC. 
   
AMERICA'S CHOICE EQUITIES LLC 
   
AMERICA'S GROWTH CAPITAL, LLC 
   
AMERICAL SECURITIES, INC. 
   
AMERICAN CAPITAL PARTNERS, LLC 
   
AMERICAN CENTURY BROKERAGE, INC. 
   
AMERICAN CENTURY INVESTMENT SERVICES INC. 
   
AMERICAN CLASSIC FINANCIAL COMPANY 
   
AMERICAN CLASSIC SECURITIES, INC. 
   
AMERICAN DIVERSIFIED FINANCIAL GROUP LLC 
   
AMERICAN EAGLE SECURITIES, INC. 
   
AMERICAN EASTERN SECURITIES, INC. 
   
AMERICAN ENTERPRISE INVESTMENT SERVICES INC. 
   
AMERICAN EQUITY CAPITAL, INC. 
   
AMERICAN EQUITY INVESTMENT CORPORATION 
   
AMERICAN FAMILY SECURITIES, LLC 
   
AMERICAN FIDELITY SECURITIES, INC. 
   
AMERICAN FINANCIAL ASSOCIATES, INC. 
   
AMERICAN FINANCIAL SECURITIES, INC. 
   
AMERICAN FUNDS & TRUSTS INCORPORATED 
   
AMERICAN FUNDS DISTRIBUTORS, INC. 
   
AMERICAN GENERAL DISTRIBUTORS, INC. 
   
AMERICAN GENERAL EQUITY SERVICES CORPORATION 
   
AMERICAN GENERAL SECURITIES INCORPORATED 
   
AMERICAN HERITAGE CHURCH FINANCE, INC. 
   
AMERICAN HERITAGE SECURITIES, INC. 
   
AMERICAN INDEPENDENT SECURITIES GROUP, LLC 
   
AMERICAN INVESTORS COMPANY 
   
AMERICAN INVESTORS GROUP, INC. 
   
AMERICAN LANDMARK SECURITIES, INC. 
   
AMERICAN MUNICIPAL SECURITIES, INC. 
   
AMERICAN NETWORK SECURITIES CORP. 
   
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. 
   
AMERICAN REAL ESTATE SECURITIES, INC. 
   
AMERICAN REALTY CAPITAL MARKETS, LLC 
   
AMERICAN REPUBLIC EQUITIES CORPORATION 
   
AMERICAN RESEARCH & MANAGEMENT COMPANY 
   
AMERICAN SECURITIES GROUP, INC. 
   
AMERICAN SECURITIES TEAM, INC. 
   
AMERICAN SKANDIA MARKETING, INC. 
   
AMERICAN TECHNOLOGY RESEARCH, INC. 
   
AMERICAN TRUST INVESTMENT SERVICES, INC. 
   
AMERICAN UNION SECURITIES, INC. 
   
AMERICAN WEALTH MANAGEMENT, INC. 
   
AMERIFINANCIAL 
   
AMERIPRISE FINANCIAL SERVICES, INC. 
   
AMERITAS INVESTMENT CORP. 
   
AMERITRADE, INC. 
   
AMERIVET SECURITIES, INC. 
   
AMHERST SECURITIES GROUP, L.P. 
   
AMPER INVESTMENT BANKING L.L.C. 
   
AMREIT SECURITIES COMPANY 
   
AMSOUTH INVESTMENT SERVICES, INC. 
   
AMTEX ASSOCIATES, LLC 
   
AMVEST SECURITIES, INCORPORATED 
   
ANB FINANCIAL GROUP, LLC 
   
ANCHIN CAPITAL ADVISORS LLC 
   
ANCHOR ASSET MANAGEMENT LLC 
   
ANCHOR BAY SECURITIES, LLC 
   
ANCORA SECURITIES, INC. 
   
ANDERSON & STRUDWICK, INCORPORATED 
   
ANDERSON LENEAVE & CO. 
   
ANDES CAPITAL GROUP, LLC 
   
ANDREW GARRETT INC. 
   
ANGELES CAPITAL GROUP, LLC 
   
ANKALE CAPITAL LLC 
   
ANNASCAUL ADVISORS LLC 
   
ANOVEST FINANCIAL SERVICES, INC. 
   
ANSLEY SECURITIES LLC 
   
ANTAEUS CAPITAL, INC. 
   
ANTHEM SECURITIES, INC. 
   
ANZ SECURITIES, INC. 
   
ANZUS CAPITAL LLC 
   
AON SECURITIES CORPORATION 
   
AOS, INC. 
   
APB FINANCIAL GROUP, INC. 
   
APEX PRYOR SECURITIES, A DIVISION OF RICE FINANCIAL PRODUCTS CO 
   
APPLE LANE GROUP LLC 
   
APS FINANCIAL CORPORATION 
   
AQUARIUS FUND DISTRIBUTORS, LLC 
   
AQUEDUCT CAPITAL GROUP, LLC 
   
AQUILA DISTRIBUTORS, INC. 
   
AQUILLIAN INVESTMENTS, INC. 
   
AQUILO PARTNERS, INC. 
   
ARAPAHO PARTNERS, LLC 
   
ARBOR ADVISORS, LLC 
   
ARBOR RESEARCH & TRADING, INC. 
   
ARCADIA INVESTMENT CORPORATION 
   
ARCADIA SECURITIES, LLC 
   
ARCH CREEK ADVISORS LLC 
   
ARCHER ALEXANDER SECURITIES CORPORATION 
   
ARCHIPELAGO SECURITIES L.L.C. 
   
ARCHIPELAGO TRADING SERVICES, INC. 
   
ARDOUR CAPITAL INVESTMENTS, LLC 
   
ARENA CAPITAL ADVISORS, LLC 
   
ARETE RESEARCH LLC 
   
ARGENT SECURITIES CO. LLC 
   
ARGOSY CAPITAL SECURITIES, INC. 
   
ARI FINANCIAL SERVICES, INC. 
   
ARIA CAPITAL ADVISORS, LLC 
   
ARIANE CAPITAL PARTNERS LLC 
   
ARIEL DISTRIBUTORS, INC. 
   
ARJENT SERVICES LLC 
   
ARK INVESTMENTS  
   
ARLINGTON SECURITIES, INC. 
   
ARMA FINANCIAL SERVICES, INC. 
   
ARMATA FINANCIAL CORP. 
   
ARONSON CAPITAL ADVISORS, LLC 
   
ARQUE CAPITAL, LTD. 
   
ARROW INVESTMENTS, INC. 
   
ARROWHEAD INVESTMENT CENTER, LLC 
   
ARTEMIS GLOBAL FINANCE, LLC 
   
ARTHURS, LESTRANGE & COMPANY INCORPORATED 
   
ARTISAN DISTRIBUTORS LLC 
   
ARVEST ASSET MANAGEMENT 
   
ASANTE PARTNERS LLC 
   
ASB SECURITIES, LLC 
   
ASCENDIANT SECURITIES, LLC 
   
ASCENSION FINANCIAL SOLUTIONS, INC. 
   
ASCHER/DECISION SERVICES, INC. 
   
ASD FINANCIAL SERVICES CORP 
   
ASG SECURITIES, INC. 
   
ASH SECURITIES WHOLESALING, INC. 
   
ASHRAF CAPITAL CORP. 
   
ASHTON CAPITAL MANAGEMENT, INC. 
   
ASHTON YOUNG, INC. 
   
ASHTON-CLAYTON FINANCIAL GROUP, LLC 
   
ASIA PACIFIC INVESTORS SERVICES 
   
ASKAR CORP. 
   
ASPEN EQUITY PARTNERS, LLC 
   
ASPERION GROUP LLC 
   
ASSENT LLC 
   
ASSET ALLIANCE INVESTMENT SERVICES INC. 
   
ASSETMARK CAPITAL CORPORATION 
   
ASSIST INVESTMENT MANAGEMENT COMPANY, INC. 
   
ASSOCIATED BOND BROKERS, INC. 
   
ASSOCIATED FINANCIAL SERVICES, INC. 
   
ASSOCIATED INVESTMENT SERVICES, INC. 
   
ASSOCIATED SECURITIES CORP. 
   
ASTOR SECURITIES, INC. 
   
ASTORIA CAPITAL MARKETS, INC. 
   
AT INVESTOR SERVICES, INC. 
   
ATEL SECURITIES CORPORATION 
   
ATHENA CAPITAL PARTNERS, INC. 
   
ATLANTIC - PACIFIC CAPITAL, INC. 
   
ATLANTIC AMERICAN CAPITAL ADVISORS, LLC 
   
ATLANTIC CAPITAL SECURITIES, LLC 
   
ATLANTIC COAST SECURITIES CORPORATION 
   
ATLANTIC FINANCIAL SERVICES OF MAINE, INC. 
   
ATLANTIC REPUBLIC SECURITIES, INC. 
   
ATLANTIC SECURITIES, INC. 
   
ATLANTIS INVESTMENT CO. INC. 
   
ATLAS CAPITAL SERVICES, LLC 
   
ATLAS ONE FINANCIAL GROUP, LLC 
   
ATLAS SECURITIES, INC. 
   
ATLAS STRATEGIC ADVISORS, LLC 
   
ATM USA, LLC 
   
ATOM GLOBAL TRADING 
   
ATON SECURITIES, INC. 
   
ATRIUM SECURITIES, INC. 
   
AUDOBON SECURITIES, INC. 
   
AUERBACH GRAYSON & COMPANY INCORPORATED 
   
AUFHAUSER SECURITIES, INC 
   
AUGUSTUS CAPITAL L.L.C. 
   
AULT GLAZER BODNAR SECURITIES, LLC 
   
AURA FINANCIAL SERVICES, INC. 
   
AURELIUS SECURITIES, LLC 
   
AURORA CAPITAL LLC 
   
AURORA FINANCIAL SERVICES, L.L.C. 
   
AURORA SECURITIES 
   
AURUM CAPITAL, LLC 
   
AURUS ADVISORS, INC. 
   
AUTO CLUB FUNDS, INC. 
   
AUTOMATED TRADING DESK BROKERAGE SERVICES, LLC 
   
AUTOMATED TRADING DESK FINANCIAL SERVICES, LLC 
   
AVALON INVESTMENT & SECURITIES GROUP, INC. 
   
AVALON PARTNERS, INC. 
   
AVALON SECURITIES, LTD. 
   
AVANTI SECURITIES CORPORATION 
   
AVERIL CAPITAL MARKETS GROUP, INC 
   
AVIAN SECURITIES, LLC  
   
AVISEN SECURITIES, INC. 
   
AVM, L.P. 
   
AVONDALE PARTNERS, LLC 
   
AXA ADVISORS, LLC 
   
AXA DISTRIBUTORS, LLC 
   
AXCESSNET, LLC 
   
AXELROD ASSOCIATES, INC. 
   
AXES AMERICA LLC 
   
AXES, LLC 
   
AXIOM CAPITAL MANAGEMENT, INC. 
   
AXIOM MANAGEMENT PARTNERS LLC 
   
AYRE INVESTMENTS, INC. 
   
AZIMUTH CAPITAL, LLC 
   
AZROC SECURITIES, INC 
   
B & T SECURITIES, INC. 
   
B-TRADE SERVICES LLC 
   
B. C. ZIEGLER AND COMPANY 
   
B. RILEY AND CO. INC. 
   
B.B. GRAHAM & COMPANY, INC. 
   
BABCOCK & BROWN FINANCIAL CO. LLC 
   
BABSON CAPITAL SECURITIES INC 
   
BAC FLORIDA INVESTMENTS 
   
BACE CAPITAL ADVISORS, LLC 
   
BACHER & CO INC 
   
BACKSTROM MCCARLEY BERRY & CO., LLC 
   
BAILARD FUND SERVICES, INC. 
   
BAINBRIDGE SECURITIES INC. 
   
BAIRD, PATRICK & CO., INC. 
   
BAKER & CO., INCORPORATED 
   
BALANCE SHEET SOLUTIONS LLC 
   
BALANCED FINANCIAL SECURITIES CORPORATION 
   
BALANCED SECURITY PLANNING, INC. 
   
BALDWIN & CLARKE CAPITAL MARKETS, INC. 
   
BALDWIN ANTHONY SECURITIES, INC. 
   
BALFOUR INVESTORS INC. 
   
BALLEW INVESTMENTS, INC. 
   
BANC INVESTMENT GROUP, LLC 
   
BANC OF AMERICA FINANCE SERVICES, INC. 
   
BANC OF AMERICA INVESTMENT SERVICES, INC. 
   
BANC OF AMERICA SECURITIES LLC 
   
BANCA IMI SECURITIES CORP. 
   
BANCNORTH INVESTMENT GROUP, INC. 
   
BANCO DO BRASIL SECURITIES LLC 
   
BANCO VOTORANTIM SECURITIES, INC. 
   
BANCORPSOUTH INVESTMENT SERVICES, INC. 
   
BANCWEST INVESTMENT SERVICES, INC. 
   
BANDON PARTNERS, LLC 
   
BANESTO SECURITIES, INC. 
   
BANGOR SECURITIES, INC. 
   
BANIF SECURITIES INC 
   
BANK FUND EQUITIES, INC. 
   
BANKERS & INVESTORS CO. 
   
BANKERS BANC CAPITAL CORPORATION 
   
BANKERS INTERNATIONAL SECURITIES, INC. 
   
BANKOH INVESTMENT SERVICES, INC. 
   
BANNOCKBURN PARTNERS, LLC 
   
BANNON, OHANESIAN & LECOURS, INC. 
   
BANORTE SECURITIES INTERNATIONAL, LTD. 
   
BANYAN SECURITIES, LLC 
   
BARCLAY INVESTMENTS, INC. 
   
BARCLAYS CAPITAL INC. 
   
BARCLAYS GLOBAL INVESTORS SERVICES 
   
BARING INVESTMENT SERVICES, INC. 
   
BARISTON SECURITIES, INC. 
   
BARNARD JACOBS MELLET (USA) LLC 
   
BARNETT & PARTNERS ADVISORS, LLC 
   
BARRETT & COMPANY 
   
BARRETT SECURITIES INC. 
   
BARRIGER & BARRIGER INCORPORATED 
   
BARRINGTON ASSOCIATES 
   
BARRINGTON RESEARCH ASSOCIATES, INC. 
   
BARRON MOORE, INC. 
   
BARTON HALL SECURITIES, INC. 
   
BASE SECURITIES, LLC 
   
BASIC INVESTORS INC. 
   
BASIS FINANCIAL, LLC 
   
BASS CREEK ADVISORS, LTD 
   
BATES SECURITIES, INC. 
   
BATHGATE CAPITAL PARTNERS LLC 
   
BATS TRADING, INC. 
   
BATTENKILL CAPITAL, INC. 
   
BAXTER FINANCIAL CORPORATION 
   
BAY MUTUAL FINANCIAL, LLC 
   
BAYSHORE PARTNERS, LLC 
   
BAYSIDE FINANCIAL, LLC 
   
BAYSTATE CAPITAL SERVICES, INC. 
   
BAYTIDE SECURITIES CORPORATION 
   
BB&T FUNDS DISTRIBUTOR, INC. 
   
BB&T INVESTMENT SERVICES, INC. 
   
BBVA INVESTMENTS INC. 
   
BBVA SECURITIES INC. 
   
BBVA SECURITIES OF PUERTO RICO, INC. 
   
BCG SECURITIES, INC. 
   
BCP SECURITIES, LLC 
   
BCR CAPITAL CORPORATION 
   
BCS PLACEMENTS, LLC 
   
BDR RESEARCH LLC 
   
BEACH SECURITIES CORPORATION 
   
BEACON CAPITAL MARKETS, LLC 
   
BEACON HILL FINANCIAL CORPORATION 
   
BEACON INVESTMENT COMPANY 
   
BEACONSFIELD FINANCIAL SERVICES, INC. 
   
BEANPOT FINANCIAL SERVICES, INC. 
   
BEAR AND BULL INVESTMENTS 
   
BEAR CREEK SECURITIES LLC 
   
BEAR, STEARNS & CO. INC. 
   
BEAR, STEARNS SECURITIES CORP. 
   
BEARD FINANCIAL SERVICES, INC. 
   
BECHTEL FINANCING SERVICES, LLC 
   
BECKER & SUFFERN, LTD. 
   
BEDMINSTER FINANCIAL GROUP, LIMITED 
   
BEDROCK SECURITIES, LLC 
   
BEEKMAN SECURITIES, INC. 
   
BEERBAUM & BEERBAUM, FINANCIAL AND INSURANCE SERVICES, INC. 
   
BEHRINGER SECURITIES LP 
   
BEL AIR SECURITIES LLC 
   
BELLAMAH, NEUHAUSER & BARRETT, INC. 
   
BELLE HAVEN INVESTMENTS, L.P. 
   
BELMONT ASSET MANAGEMENT, INC. 
   
BELOYAN INVESTMENT SECURITIES, INC. 
   
BENCHMARK FINANCIAL SERVICES, INC. 
   
BENCHMARK INVESTMENTS, INC. 
   
BENEDETTO, GARTLAND & COMPANY, INC. 
   
BENEFIT FINANCE SECURITIES, LLC 
   
BENEFIT FUNDING SERVICES, LLC 
   
BENFIELD ADVISORY INC. 
   
BENGAL PARTNERS LLC 
   
BENGUR BRYAN & CO., INC. 
   
BENJAMIN & JEROLD BROKERAGE, INC. 
   
BENJAMIN SECURITIES INVESTMENT COMPANY, INC. 
   
BENJAMIN SECURITIES, INC. 
   
BENNETT ROSS, INC. 
   
BENTLEY SECURITIES CORPORATION 
   
BENTLEY-LAWRENCE SECURITIES, INC. 
   
BERCHWOOD PARTNERS LLC 
   
BEREAN CAPITAL INCORPORATED 
   
BERENSON & COMPANY, LLC 
   
BERGHOFF & COMPANY, INC. 
   
BERKELEY CAPITAL SECURITIES, L.L.C. 
   
BERKSHIRE BRIDGE CAPITAL, LLC 
   
BERKSHIRE CAPITAL SECURITIES LLC 
   
BERMAN CAPITAL, LLC 
   
BERNARD HEROLD & CO., INC. 
   
BERNARD L. MADOFF INVESTMENT SECURITIES LLC 
   
BERNARDI SECURITIES, INC. 
   
BERNARDO FIRST SECURITIES CORPORATION 
   
BERRY-SHINO SECURITIES, INC. 
   
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. 
   
BERWYN FINANCIAL SERVICES CORP. 
   
BESSEMER INVESTOR SERVICES, INC. 
   
BESTVEST INVESTMENTS, LTD. 
   
BETA CAPITAL MANAGEMENT, L.P. 
   
BETTINGER & LEECH FINANCIAL CORP. 
   
BFP SECURITIES, LLC 
   
BG WORLDWIDE SECURITIES, INC. 
   
BGB SECURITIES, INC. 
   
BGC FINANCIAL INC. 
   
BGC SECURITIES 
   
BHARGAVA WEALTH MANAGEMENT, LLC 
   
BHIRUD ASSOCIATES, INC. 
   
BHK SECURITIES, LLC 
   
BI INVESTMENTS, LLC 
   
BIA CAPITAL STRATEGIES, LLC 
   
BIGELOW & COMPANY 
   
BILL FEW SECURITIES, INC. 
   
BILL PARKER AGENCY 
   
BILLOW BUTLER & COMPANY, L.L.C. 
   
BILTMORE INTERNATIONAL CORPORATION 
   
BIO-IB, INC. 
   
BIONDO ASSET MANAGEMENT LLC 
   
BIRCHTREE FINANCIAL SERVICES, INC. 
   
BIRCHWOOD SECURITIES CORP. 
   
BIREMIS, CORP. 
   
BIRKELBACH & CO. 
   
BIRKELBACH INVESTMENT SECURITIES, INC. 
   
BISHOP, ROSEN & CO., INC. 
   
BISMARCK CAPITAL, LLC 
   
BISON CAPITOL, INC. 
   
BISYS DISTRIBUTION SERVICES, INC. 
   
BISYS FUND SERVICES LIMITED PARTNERSHIP 
   
BKD CORPORATE FINANCE, LLC 
   
BKD INSURANCE, LLC 
   
BLACK CANYON SECURITIES LLC 
   
BLACK CAPITAL PARTNERS, LLC 
   
BLACK KNIGHT VENTURES, INC. 
   
BLACK OAK SECURITIES, INC. 
   
BLACKBIRD NORTH AMERICA 
   
BLACKBURN & COMPANY, INC. 
   
BLACKHILL ADVISORS LP 
   
BLACKLAKE SECURITIES CORPORATION 
   
BLACKMONT CAPITAL CORP. 
   
BLACKROCK DISTRIBUTORS, INC 
   
BLACKROCK INVESTMENTS, INC. 
   
BLACKWATCH BROKERAGE INC. 
   
BLACKWELL DONALDSON & COMPANY 
   
BLAKESLEE AND BLAKESLEE INC. 
   
BLAYLOCK & COMPANY, INC. 
   
BLC FINANCIAL SERVICES, INC. 
   
BLEY INVESTMENTS GROUP, INC. 
   
BLOCK ORDERS EXECUTION, LLC 
   
BLOCK-KELLY COMPANY 
   
BLOOMBERG TRADEBOOK LLC 
   
BLOUNT PARRISH & COMPANY, INC. 
   
BLUE BELLE INVESTMENT CO., INC. 
   
BLUE CAPITAL SECURITIES, INC. 
   
BLUE CREEK SECURITIES, INC. 
   
BLUE MOON FINANCIAL, LLC 
   
BLUE ROCK GLOBAL PARTNERS, INC. 
   
BLUE TRADING, INC. 
   
BLUE VISTA CAPITAL, LLC 
   
BLUEBID BROKERAGE, LLC 
   
BLUECHIP SECURITIES, INC. 
   
BLUEFIN RESEARCH PARTNERS, INC. 
   
BLUELAKE PARTNERS, L.L.C. 
   
BLUESTONE INVESTMENT BANKING GROUP, LLC 
   
BLUFFVIEW CAPITAL, LP 
   
BLUFFVIEW SECURITIES, L.P. 
   
BMA SECURITIES 
   
BMO CAPITAL MARKETS CORP. 
   
BMO NESBITT BURNS SECURITIES LTD. 
   
BMO NESBITT BURNS TRADING CORP. S.A. 
   
BMS INTERNATIONAL INCORPORATED 
   
BNK ADVISORY GROUP, INC. (SUCCESSOR) 
   
BNP PARIBAS INVESTMENT SERVICES, LLC 
   
BNP PARIBAS SECURITIES CORP. 
   
BNY BROKERAGE LLC 
   
BNY CAPITAL MARKETS INC. 
   
BNY HAMILTON DISTRIBUTORS, INC. 
   
BNY INVESTMENT CENTER INC. 
   
BOC INTERNATIONAL (USA) INC. 
   
BODELL OVERCASH ANDERSON & CO., INC. 
   
BODINGTON & COMPANY 
   
BOE SECURITIES INC. 
   
BOEING CAPITAL SECURITIES INC. 
   
BOENNING & SCATTERGOOD, INC. 
   
BOLTON FINANCIAL SERVICES, LLC 
   
BOND ONE, LLC 
   
BONDDESK TRADING LLC 
   
BONDMART, INC. 
   
BONDWAVE LLC 
   
BOOMERANG CAPITAL LLC 
   
BOREALIS PARTNERS, LLC 
   
BORNHOFT GROUP SECURITIES CORPORATION 
   
BORST INVESTMENT PLANNING SERVICES, INC. 
   
BOSC, INC. 
   
BOSSIO FINANCIAL GROUP, INC. 
   
BOSTON CABOT LLC 
   
BOSTON CAPITAL SECURITIES, INC. 
   
BOSTON CORPORATE FINANCE, INC. 
   
BOSTON EQUITY ADVISORS, LLC 
   
BOSTON INVESTMENT SECURITIES CORP. 
   
BOSTONIA GLOBAL SECURITIES, LLC 
   
BOTSFORD ASSOCIATES, LLC 
   
BOTTEGA SECURITIES, LLC 
   
BOUCHEY & ASSOCIATES, INC. 
   
BOVARO PARTNERS, LLC 
   
BOZARTH, NEWTON & MURPHY SECURITIES, INC. 
   
BP DIRECT SECURITIES LLC 
   
BPM INSURANCE SERVICES, LLC 
   
BPU INVESTMENT GROUP, INC. 
   
BRADESCO SECURITIES, INC. 
   
BRADLEY WOODS & CO. LTD. 
   
BRADY WARE CORPORATE FINANCE, LLC 
   
BRANDIS TALLMAN LLC 
   
BRANDON INVESTMENTS, INC. 
   
BRANDT, KELLY & SIMMONS SECURITIES, LLC 
   
BRAUVIN SECURITIES, INC. 
   
BRAVER, STERN SECURITIES CORP. 
   
BRAYMEN, LAMBERT AND NOEL SECURITIES, LTD. 
   
BRAZOS SECURITIES, INC. 
   
BREAN MURRAY, CARRET & CO., LLC. 
   
BRECEK & YOUNG ADVISORS, INC. 
   
BRECHLING ANDERSEN SECURITIES 
   
BRECKENRIDGE SECURITIES CORP. 
   
BREEZY SECURITIES, INC. 
   
BREN VENTURES LLC 
   
BRENTWOOD CAPITAL ADVISORS LLC 
   
BRENTWORTH & COMPANY INCORPORATED 
   
BREWER FINANCIAL SERVICES, LLC 
   
BRI PARTNERS LLC 
   
BRIAN COHN, INC. 
   
BRIAN M. PREW & ASSOCIATES, INC. 
   
BRIARCLIFF CAPITAL CORP. 
   
BRIDGE INVESTMENT ADVISORS LLC 
   
BRIDGEWATER JAMES LIMITED 
   
BRIDGMAN-BOURGER SECURITIES CORP. 
   
BRIGGS-FICKS SECURITIES, LLC 
   
BRIGHTON SECURITIES CORP. 
   
BRILL SECURITIES, INC. 
   
BRIMBERG & CO. 
   
BRINKER CAPITAL SECURITIES, INC. 
   
BRINSON PATRICK SECURITIES CORPORATION 
   
BRISBANE ADVISORS LTD. CO. 
   
BRISTOL FINANCIAL SERVICES, INC 
   
BRISTOL INVESTMENT GROUP, INC. 
   
BRITTANY CAPITAL GROUP, INC. 
   
BRITTINGHAM, INC. 
   
BRIXTON CAPITAL PARTNERS 
   
BROAD STREET SECURITIES, INC. 
   
BROADBAND CAPITAL MANAGEMENT, LLC 
   
BROADMARK CAPITAL, LLC 
   
BROADSPAN SECURITIES LLC 
   
BROADWALL CAPITAL LLC 
   
BROADWAY FINANCIAL GROUP, INC. 
   
BROCK FINANCIAL SERVICES LLC 
   
BROCKETT TAMNY & CO. INCORPORATED 
   
BROCKHOUSE & COOPER INC. 
   
BROCKINGTON SECURITIES, INC. 
   
BROKER DEALER FINANCIAL SERVICES CORP. 
   
BROKER/DEALER, INC. 
   
BROKERAGESELECT 
   
BROKERBANK SECURITIES, INC. 
   
BROKERS FROM CAMPBELL, INC. 
   
BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC. 
   
BROKERSXPRESS LLC 
   
BROOKE SECURITIES, INC. 
   
BROOKS, HOUGHTON SECURITIES, INC. 
   
BROOKSHIRE SECURITIES CORPORATION 
   
BROOKSTONE SECURITIES, INC. 
   
BROOKSTREET SECURITIES CORPORATION 
   
BROOKVIEW CAPITAL LLC 
   
BROOKWOOD ASSOCIATES, L.L.C. 
   
BROOKWOOD SECURITIES PARTNERS, L.P. 
   
BROWN ADVISORY SECURITIES, LLC 
   
BROWN AND BROWN SECURITIES, INC. 
   
BROWN ASSOCIATES, INC. 
   
BROWN, GIBBONS, LANG & COMPANY SECURITIES, INC. 
   
BROWN, LISLE/CUMMINGS, INC. 
   
BROWNCO, LLC 
   
BROWNSTONE INVESTMENT GROUP, LLC 
   
BRUCE A. LEFAVI SECURITIES, INC. 
   
BRUDERMAN BROTHERS, INC. 
   
BRYAN FUNDING, INC. 
   
BRYANT PARK CAPITAL, INC. 
   
BSG MARKETS LLC 
   
BTIG, LLC 
   
BTMU FINANCIAL SERVICES, INC. 
   
BTN RESEARCH, INC. 
   
BTS SECURITIES CORPORATION 
   
BUCK KWASHA SECURITIES LLC 
   
BUCKMAN, BUCKMAN & REID, INC. 
   
BUCKRAM SECURITIES LTD 
   
BUELL SECURITIES CORP. 
   
BUETER AND COMPANY, INC. 
   
BULL & BEAR BROKERAGE SERVICES, INC. 
   
BULL, INC. 
   
BULLARO SECURITIES CORP. 
   
BULLISH BOB BAGLEY SECURITIES, INC. 
   
BULLTICK SECURITIES, INC. 
   
BULLTICK, LLC 
   
BURCH & COMPANY, INC 
   
BURCH CAPITAL MANAGEMENT, INC. 
   
BURKE SECURITIES, LLC 
   
BURKE, LAWTON, BREWER & BURKE, LLC 
   
BURNHAM & FLOWER FINANCIAL, INC. 
   
BURNHAM SECURITIES INC. 
   
BURNS FINANCIAL CENTRE, INC. 
   
BURRILL MERCHANT ADVISORS GROUP, LLC 
   
BUSADA ADVISORY SERVICES, INC. 
   
BUTLER CAPITAL INVESTMENTS, LLC 
   
BUTLER FREEMAN TALLY FINANCIAL GROUP, LLC 
   
BUTLER LARSEN PIERCE & COMPANY, INC. 
   
BUTLER, WICK & CO., INC. 
   
BUTTONWOOD PARTNERS, INC. 
   
BWK TRINITY CAPITAL SECURITIES LLC  
   
C C F INVESTMENTS, INC. 
   
C. G. MENK & ASSOCIATES, INC 
   
C. L. GLAZER & COMPANY, INC 
   
C. L. KING & ASSOCIATES, INC.  
   
C. P. EATON PARTNERS, LLC  
   
C. R. DAVIS & COMPANY  
   
C.A. BOTZUM & CO 
   
C.E. GAYE & SONS SECURITIES LTD. 
   
C.E. PFEIFER & CO., INC.  
   
C.E. UNTERBERG, TOWBIN, LLC.  
   
C.K. COOPER & COMPANY, INC 
   
C.P. BAKER SECURITIES 
   
C3 CAPITAL, LLC  
   
CALLAHAN FINANCIAL SERVICES, INC. 
   
CALLAWAY FINANCIAL SERVICES,INC. 
   
CALTON & ASSOCIATES, INC 
   
CALVERT DISTRIBUTORS, INC. 
   
CALYON FINANCIAL INC. 
   
CALYON SECURITIES (USA) INC 
   
CAMBRIA CAPITAL, LLC 
   
CAMBRIDGE BN LTD. 
   
CAMBRIDGE DISCOUNT BROKERAGE, INC. 
   
CAMBRIDGE GROUP INVESTMENTS, LTD. 
   
CAMBRIDGE INTERNATIONAL PARTNERS INC 
   
CAMBRIDGE INTERNATIONAL SECURITIES, INC 
   
CAMBRIDGE INVESTMENT RESEARCH, INC. 
   
CAMBRIDGE LEGACY SECURITIES L.L.C 
   
CAMBRIDGE WAY, INC. 
   
CAMDEN FINANCIAL SERVICES 
   
CAMELOT INVESTMENT ADVISERS, LTD 
   
CAMERON, MURPHY & SPANGLER, INC. 
   
CAMPBELL FINANCIAL SERVICES, INC 
   
CAMPBELL LUTYENS & CO. INC. 
   
CANACCORD ADAMS INC. 
   
CANACCORD CAPITAL CORPORATION USA, INC 
   
CANDLEWOOD SECURITIES, LLC 
   
CANNONDALE SECURITIES, LLC 
   
CANTELLA & CO., INC. 
   
CANTERBURY CONSULTING INCORPORATED 
   
CANTONE RESEARCH INC 
   
CANTOR FITZGERALD & CO. 
   
CANTOR FITZGERALD SECURITIES 
   
CANTOR, WEISS & FRIEDNER, INC 
   
CANYON CREEK FINANCIAL, LLC 
   
CAPE SECURITIES INC. 
   
CAPFINANCIAL PARTNERS, LLC 
   
CAPITAL & CREDIT INTERNATIONAL, INC. 
   
CAPITAL ACCESS, LTD. 
   
CAPITAL ANALYSTS, INCORPORATED 
   
CAPITAL ASSET ADVISORS, IN 
   
CAPITAL BROKERAGE CORPORATION 
   
CAPITAL CITY ADVISORS, INC. 
   
CAPITAL CONCEPTS INVESTMENT CORP 
   
CAPITAL DIRECTIONS, INC 
   
CAPITAL DYNAMICS, INC. 
   
CAPITAL FINANCIAL SERVICES, INC. 
   
CAPITAL GROWTH FINANCIAL, LLC 
   
CAPITAL GROWTH RESOURCES 
   
CAPITAL GROWTH SECURITIES LLC 
   
CAPITAL GUARDIAN, LLC 
   
CAPITAL HILL GROUP, INC. 
   
CAPITAL INSTITUTIONAL SERVICES, INC. 
   
CAPITAL INVESTMENT BROKERAGE, INC. 
   
CAPITAL INVESTMENT GROUP, INC 
   
CAPITAL INVESTMENT SERVICES, INC. 
   
CAPITAL INVESTMENTS, INC. 
   
CAPITAL MANAGEMENT CONSULTANTS, INC 
   
CAPITAL MANAGEMENT OF THE CAROLINAS, LLC 
   
CAPITAL MANAGEMENT PARTNERS, INC. 
   
CAPITAL MANAGEMENT SECURITIES, INC. 
   
CAPITAL MARKET SECURITIES, INC 
   
CAPITAL MARKETING PARTNERS, INC. 
   
CAPITAL MARKETS AMERICA, INC. 
   
CAPITAL ONE INVESTMENTS, LLC 
   
CAPITAL ONE SOUTHCOAST, INC 
   
CAPITAL PARTNERS SECURITIES LLC 
   
CAPITAL PATH SECURITIES, LLC 
   
CAPITAL PLANNING GROUP, LLC 
   
CAPITAL PORTFOLIO MANAGEMENT, INC. 
   
CAPITAL RESEARCH BROKERAGE SERVICES, LLC 
   
CAPITAL RESOURCE FINANCIAL SERVICES, L.L.C 
   
CAPITAL RESOURCE PLANNING CORP 
   
CAPITAL SECURITIES INVESTMENT CORPORATION 
   
CAPITAL SECURITIES OF AMERICA, INC 
   
CAPITAL SELECT INVESTMENTS CORP. 
   
CAPITAL SOLUTIONS DISTRIBUTORS, LLC 
   
CAPITAL TECHNOLOGY, INC. 
   
CAPITAL WEALTH ADVISORS, INC 
   
CAPITAL WEST SECURITIES, INC. 
   
CAPITALINK, L.C. 
   
CapitalPros Network 
   
CAPITALQUEST SECURITIES, INC. 
   
CAPITOL ADVISORY CORPORATION 
   
CAPITOL SECURITIES MANAGEMENT, INC 
   
CAPMARK SECURITIES INC 
   
CAPNET SECURITIES CORPORATION 
   
CAPPELLO CAPITAL CORP 
   
CAPROCK SECURITIES, INC. 
   
CAPSTONE ASSET PLANNING COMPANY 
   
CAPSTONE CAPITAL MARKETS LLC 
   
CAPSTONE FINANCIAL GROUP, INC 
   
CAPSTONE INVESTMENTS 
   
CAPSTONE PARTNERS, L.C. 
   
CAPWEST SECURITIES, INC 
   
CARDINAL INVESTMENTS, INC. 
   
CAREY FINANCIAL, LLC 
   
CAREY, THOMAS, HOOVER, & BREAULT, INC 
   
CARIS & COMPANY, INC 
   
CARL M. HENNIG, INC. 
   
CARL P. SHERR & CO., LLC 
   
CARLIN EQUITIES, LLC 
   
CARMICHAEL SECURITIES COMPANY L.L.C. 
   
CARNEGIE, INC. 
   
CARNES CAPITAL CORPORATION 
   
CAROLINA CAPITAL MARKETS, INC. 
   
CAROLINA FINANCIAL SECURITIES, LLC 
   
CAROLINA SECURITIES, INC. 
   
CAROLINAS INVESTMENT CONSULTING LLC 
   
CARR SECURITIES CORPORATION 
   
CARREDEN GROUP, INC. 
   
CARRINGTON INVESTMENT SERVICES, LLC 
   
CARTER CAPITAL CORPORATION 
   
CARTER SECURITIES, LLC 
   
CARTER, TERRY & COMPANY, INC. 
   
CARTHAGE GROUP INC. 
   
CARTY & COMPANY, INC 
   
CARUSO FINANCIAL SERVICES INC. 
   
CARVER CROSS SECURITIES CORP 
   
CARY STREET PARTNERS LLC 
   
CASCADE FINANCIAL MANAGEMENT, INC 
   
CASCADE INVESTMENT GROUP, INC. 
   
CASCADIA CAPITAL, LLC 
   
CASEY PROFESSIONAL SERVICES, LLC 
   
CASGRAIN & COMPANY (USA) LIMITED 
   
CASIMIR CAPITAL L.P. 
   
CASTLE CREEK FINANCIAL LL 
   
CASTLEBRIDGE RISK SOLUTIONS, INC 
   
CASTLEOAK SECURITIES, LP 
   
CASTLEWOOD SECURITIES, L.L.C. 
   
CASTOR POLLUX SECURITIES, LLC 
   
CATALYST FINANCIAL 
   
CATAPULT ADVISORS LLC 
   
CATHAY FINANCIAL INC 
   
CATHAY SECURITIES, INC. 
   
CATHOLIC FINANCIAL SERVICES CORPORATION 
   
CATO CAPITAL, LLC 
   
CAYMUS SECURITIES LLC 
   
CAZENAVE AND CO., INC. 
   
CAZENOVE INCORPORATED 
   
CB REALTY SALES, INC 
   
CBA SECURITIES LLC 
   
CBIS FINANCIAL SERVICES, INC. 
   
CBIZ FINANCIAL SOLUTIONS, INC. 
   
CCG SECURITIES, LLC 
   
CCM EQUITIES, LLC 
   
CCO INVESTMENT SERVICES CORP. 
   
CDK FINANCIAL SERVICES, LLC 
   
CE CAPITAL ADVISORS, INC 
   
CEA MEDIA GROUP, LLC 
   
CEDAR CREEK SECURITIES, INC 
   
CENATAR ADVISORY GROUP, L.L.C. 
   
CENTARA CAPITAL SECURITIES, INC. 
   
CENTAURUS FINANCIAL, INC 
   
CENTENIUM ADVISORS, LLC 
   
CENTENNIAL ASSET MANAGEMENT CORPORATION 
   
CENTENNIAL LAKES CAPITAL, LLC 
   
CENTENNIAL SECURITIES COMPANY, LLC 
   
CENTERPOINT M&A ADVISORS 
   
CENTERPRISE CAPITAL, LLC 
   
CENTERVIEW PARTNERS LLC 
   
CENTRAL SECURITIES, LLC 
   
CENTRE CAPITAL ADVISORS, LL 
   
CENTREINVEST, INC 
   
CENTURION INSTITUTIONAL SERVICES, INC 
   
CENTURION SECURITIES CORPORATION 
   
CENTURY PACIFIC SECURITIES, INC. 
   
CENTURY SECURITIES ASSOCIATES, INC 
   
CEROS BROKER SERVICE, INC 
   
CERT DIRECT SECURITIES INC 
   
CERTIGROUP, INC 
   
CF GLOBAL TRADING, LLC 
   
CFC EQUITIES, LLC 
   
CFD INVESTMENTS, INC. 
   
CFG FINANCIAL ASSOCIATES, INC. 
   
CFM SECURITIES, INC. 
   
CFS SECURITIES, INC. 
   
CFT SECURITIES.LLC 
   
CG BROKERAGE L.L.C. 
   
CG COMPASS (USA) LLC 
   
CHACONIA FINANCIAL SERVICES, INC 
   
CHADBOURN SECURITIES, INC. 
   
CHADWICK SECURITIES, INC 
   
CHAIN BRIDGE SECURITIES, INC. 
   
CHALLENGER CAPITAL GROUP, LTD. 
   
CHAMPAIGN INVESTMENT COMPANY 
   
CHAMPION CAPITAL CORPORATION 
   
CHAMPION SECURITIES COMPANY L.L.C 
   
CHAMPLAIN ADVISORS, LLC 
   
CHANIN CAPITAL LLC 
   
CHANNEL CAPITAL GROUP LLC 
   
CHAPDELAINE & CO. 
   
CHAPDELAINE CORPORATE SECURITIES & CO 
   
CHAPIN, DAVIS 
   
CHARDAN CAPITAL MARKETS LLC 
   
CHARLES JORDAN & CO., LLC 
   
CHARLES MORGAN SECURITIES, INC 
   
CHARLES RIVER BROKERAGE, LLC 
   
CHARLES SCHWAB & CO., INC 
   
CHARLES STREET SECURITIES, INC. 
   
CHARLES W. CAMMACK ASSOCIATES, INC 
   
CHARLES W. PACE SECURITIES GROUP, INC 
   
CHARTER CAPITAL MANAGEMENT, INC. 
   
CHARTER NEW ENGLAND AGENCY, INC 
   
CHARTER OAK ASSET MANAGEMENT, INC. 
   
CHARTWELL ADVISORS, LLC 
   
CHARTWORTH CAPITAL LLC 
   
CHASE INVESTMENT SERVICES CORP 
   
CHATSWORTH SECURITIES, LLC 
   
CHAUNER SECURITIES, INC. 
   
CHEEVERS & COMPANY INC. 
   
CHEEVERS, HAND & ANGELINE, INC. 
   
CHELSEA FINANCIAL SERVICES 
   
CHERRY TREE SECURITIES, LLC 
   
CHESSIECAP SECURITIES, INC. 
   
CHESTER HARRIS & COMPANY, INCORPORATED 
   
CHESTNUT ENERGY PARTNERS, INC 
   
CHESTNUT SECURITIES, INC. 
   
CHEVAL CAPITAL, INC 
   
CHEVY CHASE FINANCIAL SERVICES 
   
CHICAGO ANALYTIC TRADING COMPANY, LLC 
   
CHICAGO INVESTMENT GROUP, LLC 
   
CHICAGO SECURITIES CORP 
   
CHICKASAW SECURITIES, LLC 
   
CHILIAN PARTNERS, L.P 
   
CHILTON & ASSOCIATES, INC. 
   
CHITTENDEN SECURITIES, INC 
   
CHOICE INVESTMENTS, INC. 
   
CHOICETRADE 
   
CHRISTENBERRY COLLET & COMPANY, INC 
   
CHRISTIAN FINANCIAL SERVICES LLC 
   
CHRISTOPHER WEIL & COMPANY, INC. 
   
CHRYSALIS CAPITAL GROUP, LLC 
   
CHURCH, GREGORY, ADAMS SECURITIES CORPORATION 
   
CHURCHILL FINANCIAL, LLC 
   
CIBC WORLD MARKETS CORP. 
   
CIG CORP 
   
CIM SECURITIES, LLC 
   
CIMARRON RESOURCES, LLC 
   
CIRCADIAN PARTNERS LLC 
   
CIT CAPITAL SECURITIES LLC 
   
CITADEL DERIVATIVES GROUP LLC 
   
CITADEL TRADING GROUP L.L.C. 
   
CITATION FINANCIAL GROUP, L.P. 
   
CITCO MUTUAL FUND DISTRIBUTORS, INC. 
   
CITICORP FINANCIAL SERVICES CORPORATION 
   
CITICORP INVESTMENT SERVICES 
   
CITICORP SECURITIES SERVICES, INC 
   
CITIGROUP GLOBAL MARKETS INC 
   
CITIGROUP GLOBAL MARKETS PUERTO RICO INC. 
   
CITISTREET ADVISORS LLC 
   
CITISTREET EQUITIES LLC 
   
CITIZENS SECURITIES 
   
CITY NATIONAL SECURITIES, INC 
   
CITY SECURITIES CORPORATION 
   
CIVILIAN CAPITAL, INC. 
   
CJK SECURITIES, INC 
   
CJS SECURITIES, INC. 
   
CLANCY'S ON WALL, INC. 
   
CLARENDON INSURANCE AGENCY, INC 
   
CLARK DODGE & CO., INC. 
   
CLARK NOBIL & CO. 
   
CLARK SECURITIES, INC. 
   
CLARY INVESTMENT AND INSURANCE PLANNING CORP. 
   
CLARY SECURITIES, L.L.C. 
   
CLAYMORE SECURITIES, INC. 
   
CLAYTON LOWELL, & CONGER INC 
   
CLAYTON, DUNNING & COMPANY INC 
   
CLAYTON, WILLIAMS & SHERWOOD INVESTMENTS 
   
CLEAR CREEK SECURITIES, INC. 
   
CLEARY GULL INC. 
   
CLEVELAND HAUSWIRTH INVESTMENT MANAGEMENT, INC 
   
CLFS SECURITIES, INC. 
   
CLIFDEN EQUITIES, LLC 
   
CLINGER & CO., INC 
   
CM SECURITIES, INC. 
   
CMC FINANCIAL SERVICES, INC. 
   
CMG INSTITUTIONAL TRADING LLC 
   
CMP EQUITIES, INC. 
   
CMS INVESTMENT RESOURCES, INC 
   
CNA INVESTOR SERVICES, INC. 
   
CNBS 
   
CND FINANCIAL LTD. 
   
CNL SECURITIES CORP. 
   
CNP SECURITIES, INC. 
   
CNS SECURITIES, LLC 
   
COADY DIEMAR PARTNERS, LLC 
   
COAST ASSET SECURITIES LLC 
   
COASTAL EQUITIES, INC. 
   
COASTAL SECURITIES L.P. 
   
COBALT CAPITAL, INC 
   
COBRA TRADING, INC. 
   
COBURN & MEREDITH, INC. 
   
COBURN GROUP, LLC 
   
COCHRAN CARONIA WALLER SECURITIES LLC 
   
COGENT ALTERNATIVE STRATEGIES, INC 
   
COHEN & COMPANY SECURITIES, LLC 
   
COHEN & STEERS CAPITAL ADVISORS, LLC 
   
COHEN & STEERS SECURITIES, LLC 
   
COHEN FINANCIAL EQUITIES LLC 
   
COHMAD SECURITIES CORPORATION 
   
COKER & PALMER 
   
COLBY & WHITE, LP 
   
COLCHESTER PARTNERS LLC 
   
COLCHESTER SECURITIES, LLC 
   
COLDBROOKE FINANCIAL SERVICES, INC. 
   
COLDSTREAM SECURITIES, INC. 
   
COLDWATER SECURITIES INCORPORATED 
   
COLE CAPITAL CORPORATION 
   
COLE PARTNERS 
   
COLEMAN BROKERAGE GROUP, LLC 
   
COLLIER BROWNE & COMPANY 
   
COLLINS & COMPANY, LLC 
   
COLLINS & MCILHENNY, INC. 
   
COLLINS STEWART (SECURITIES) INC. 
   
COLLINS STEWART INC. 
   
COLLINS/BAY ISLAND SECURITIES, LLC 
   
COLONIAL BROKERAGE, INC. 
   
COLONIAL CAPITAL PARTNERS, LLC 
   
COLONIAL SECURITIES, INC. 
   
COLONY PARK FINANCIAL SERVICES LLC 
   
COLUMBIA CAPITAL MARKETS, INC 
   
COLUMBIA MANAGEMENT DISTRIBUTORS, INC. 
   
COLUMBIA WEST CAPITAL, LLC ("CWC") 
   
COMANN & MONTAGUE 
   
COMERICA SECURITIES 
   
COMMERCE BROKERAGE SERVICES, INC 
   
COMMERCE CAPITAL INVESTMENTS, INC. 
   
COMMERCE CAPITAL MARKETS, INC. 
   
COMMERCE ONE FINANCIAL INC. 
   
COMMERCE SECURITIES CORPORATION 
   
COMMERCEBANK INVESTMENT SERVICES, INC 
   
COMMERZBANK CAPITAL MARKETS CORP 
   
COMMONFUND SECURITIES, INC. 
   
COMMONWEALTH ASSOCIATES 
   
COMMONWEALTH AUSTRALIA SECURITIES LLC 
   
COMMONWEALTH CAPITAL SECURITIES CORP 
   
COMMONWEALTH CHURCH FINANCE, INC. DBA CHARTER FINANCIAL SERVICES 
   
COMMONWEALTH FINANCIAL GROUP, INC 
   
COMMONWEALTH FINANCIAL NETWORK 
   
COMMONWEALTH FUNDING, INC. 
   
COMMONWEALTH PHARMA SECURITIES LLC 
   
COMMONWEALTH SECURITIES AND INVESTMENTS, INC 
   
COMMUNITY BANKERS SECURITIES, LLC 
   
COMMUNITY INVESTMENT SERVICES, INC. 
   
COMO SECURITIES, INC. 
   
COMPAK SECURITIES, INC. 
   
COMPASS BROKERAGE, INC. 
   
COMPASS POINT RESEARCH & TRADING, LLC 
   
COMPASS SECURITIES CORPORATION 
   
COMPREHENSIVE ASSET MANAGEMENT AND SERVICING, INC 
   
COMPUTERSHARE SECURITIES CORPORATION 
   
COMSTOCK PARTNERS, L.L.C. 
   
CON AM SECURITIES, INC. 
   
CONDATA FINANCIAL 
   
CONDOR SECURITIES, INC. 
   
CONFIDENTIAL MANAGEMENT FINANCIAL SERVICES, INC 
   
CONIFER SECURITIES LLC 
   
CONNELL SECURITIES LLC 
   
CONNERS & CO., INC. 
   
CONNING RESEARCH & CONSULTING, INC. 
   
CONSECO EQUITY SALES, INC. 
   
CONSERVATIVE FINANCIAL SERVICES, INC. 
   
CONSILIUM PARTNERS LLC 
   
CONSOLIDATED FINANCIAL INVESTMENTS, INC 
   
CONSOLIDATED RESEARCH LLC 
   
CONSOLIDATED SECURITIES 
   
CONSULTIVA SECURITIES, INC. 
   
CONTEMPORARY FINANCIAL SOLUTIONS, INC. 
   
CONTINENTAL INVESTORS SERVICES, INC 
   
COOMBE FINANCIAL SERVICES, INC. 
   
COOPER INVESTMENT COMPANY 
   
COOPER MALONE MCCLAIN, INC. 
   
COORDINATED CAPITAL SECURITIES, INC 
   
CORBY CAPITAL MARKETS, INC. 
   
CORE CAPITAL MARKETS GROUP, INC. 
   
CORE PACIFIC SECURITIES USA LLC 
   
CORINTHIAN PARTNERS, L.L.C. 
   
CORNERSTONE CAPITAL CORPORATION 
   
CORNERSTONE FINANCIAL SERVICES, INC. 
   
CORNERSTONE INSTITUTIONAL INVESTORS, INC. 
   
CORONADO INVESTMENTS, LLC 
   
CORPORATE DEVELOPMENT CAPITAL, LLC 
   
CORPORATE FUEL SECURITIES LLC 
   
CORPORATE INVESTMENTS GROUP, INC. 
   
CORRELL CO. INVESTMENT SERVICES CORP 
   
CORRIDOR CAPITAL GROUP LLC 
   
COSSE' INTERNATIONAL SECURITIES, INC 
   
COST CONTAINMENT SERVICES, INC 
   
COSTA FINANCIAL SECURITIES, INC 
   
COUCH FINANCIAL SERVICES, INC. 
   
COUGHLIN & COMPANY, INC. 
   
COUNTRY CAPITAL MANAGEMENT COMPANY 
   
COUNTRY CLUB FINANCIAL SERVICES, INC. 
   
COUNTRYWIDE INVESTMENT SERVICES, INC. 
   
COUNTRYWIDE SECURITIES CORPORATION 
   
COURTLANDT SECURITIES CORPORATION 
   
COVENTRY CAPITAL, INC. 
   
COVIEW CAPITAL, INC. 
   
COVINGTON ASSOCIATES, LLC 
   
COWEN AND COMPANY 
   
COYLE SECURITIES, L.L.C. 
   
CP CAPITAL SECURITIES 
   
CP COGENT SECURITIES LP 
   
CPI CAPITAL 
   
CPIBD LLC 
   
CPS FINANCIAL & INSURANCE SERVICES, INC 
   
CR BROKER SERVICES, LLC 
   
CRAIG-HALLUM CAPITAL GROUP LLC 
   
CRANE CAPITAL ASSOCIATES, LLC 
   
CREATION CAPITAL LLC 
   
CREATIVE INVESTOR SERVICES, INC 
   
CREATIVE/CW EQUITIES CORPORATION 
   
CREDICORP SECURITIES, INC. 
   
CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC 
   
CREDIT SUISSE ASSET MANAGEMENT SECURITIES, INC. 
   
CREDIT SUISSE PRIVATE ADVISORS 
   
CREDIT SUISSE SECURITIES (USA) LLC 
   
CREDITEX GROUP, INC. 
   
CREDITTRADE SECURITIES CORPORATION 
   
CRESAP, INC 
   
CRESCENT SECURITIES GROUP, INC. 
   
CRESSMAN ESSER SECURITIES, INC. 
   
CRESTA CAPITAL STRATEGIES, LLC 
   
CRESTA LIBERTAS CAPITAL INC. 
   
CRESTONE SECURITIES LLC 
   
CRESTVIEW SECURITIES, INC. 
   
CREWS & ASSOCIATES, INC. 
   
CRI SECURITIES, LLC 
   
CROCKER SECURITIES LLC 
   
CROFT & BENDER, LLC 
   
CRONIN & CO., INC. 
   
CRONOS SECURITIES CORP 
   
CRONUS PARTNERS LLC 
   
CROSS BORDER PRIVATE CAPITAL, L.L.C 
   
CROSSBOW INVESTMENTS L.L.C 
   
CROSSLAND CAPITAL PARTNERS, LLC 
   
CROWDER RUBICAM INC. 
   
CROWE CAPITAL MARKETS LLC 
   
CROWELL, WEEDON & CO. 
   
CROWN CAPITAL SECURITIES, L.P. 
   
CRT CAPITAL GROUP LLC 
   
CRUCIBLE CAPITAL GROUP, INC. 
   
CRUSADER SECURITIES, LLC 
   
CRYSTAL COVE CAPITAL LLC 
   
CS CAPITAL STRATEGIES FINANCIAL GROUP, INC 
   
CS SECURITIES, INC. 
   
CSP SECURITIES, LP 
   
CU INVESTMENT SOLUTIONS, INC. 
   
CUE CAPITAL LIMITED PARTNERSHIP 
   
CUE FINANCIAL GROUP, INC. 
   
CULLEN INVESTMENT GROUP, LTD. 
   
CULLUM & BURKS SECURITIES, 
   
CUMBERLAND BROKERAGE CORPORATION 
   
CUMMINS FINANCIAL CORPORATION 
   
CUNA BROKERAGE SERVICES, INC. 
   
CURBSTONE FINANCIAL MANAGEMENT CORPORATION 
   
CURIAN CLEARING, LLC 
   
CURRAN ADVISORY SERVICES 
   
CURREN & COMPANY 
   
CURTIS SECURITIES, LLC 
   
CURTISWOOD CAPITAL, LLC 
   
CUSCATLAN SECURITIES, CORP 
   
CUSHMAN & WAKEFIELD SECURITIES, INC 
   
CUSO FINANCIAL SERVICES, L.P. 
   
CUSO PARTNERS, LLC 
   
CUTLER SECURITIES, INC. 
   
CUTTER & COMPANY, INC. 
   
CUTTONE & CO., INC. 
   
CVF SECURITIES, INC. 
   
CW SECURITIES, LLC 
   
CWS SECURITIES, LLC 
   
CYBERTRADER, INC. 
   
CYBUS CAPITAL MARKETS, LLCv 
   
CYPRESS ASSOCIATES 
   
CYPRESS CAPITAL CORPORATION 
   
D R F BUSINESS AND FINANCIAL SERVICES, LLC 
   
D. B. MCKENNA & CO., INC. 
   
D. E. SHAW VALENCE, L.L.C. 
   
D. E. WINE INVESTMENTS INC. 
   
D. WECKSTEIN & CO., INC. 
   
D.A. DAVIDSON & CO. 
   
D.B. FRANK INVESTMENTS, INC. 
   
D.E. SHAW SECURITIES, L.L.C. 
   
D.F. HADLEY & CO., INC. 
   
D.H. BLAIR INVESTMENT BANKING CORP. 
   
D.H. HILL SECURITIES LLP 
   
D.J. MOSIER & ASSOCIATES, INC. 
   
D.J. ST. GERMAIN CO., INC. 
   
D.M. KELLY & COMPANY 
   
DABBAH SECURITIES CORP. 
   
DAE ENTERPRISES, LTD. 
   
DAEWOO SECURITIES (AMERICA) INC. 
   
DAHLMAN ROSE & COMPANY, LLC 
   
DAIWA SECURITIES AMERICA INC.v 
   
DAKOTA SECURITIES INTERNATIONAL, INC. 
   
DALE K. EHRHART, INC. 
   
DALMORE GROUP LLC 
   
DALTON STRATEGIC INVESTMENT SERVICES INC. 
   
DANIELS & ASSOCIATES, L.P. 
   
DANSKE MARKETS INC 
   
DAROTH CAPITAL ADVISORS LLC 
   
DART, PAPESH & COMPANY, INCORPORATED 
   
DARWOOD ASSOCIATES INCORPORATED 
   
DAS FINANCIAL SERVICES, INC. 
   
DAUGHERTY, COLE INC. 
   
DAUTRICH, SEILER FINANCIAL SERVICES, INC. 
   
DAV/WETHERLY FINANCIAL, L.P. 
   
DAVENPORT & COMPANY LLC 
   
DAVID A. NOYES & COMPANY 
   
DAVID HARRIS & CO., INC. 
   
DAVID J. GREENE AND COMPANY, LLC 
   
DAVID LERNER ASSOCIATES, INC. 
   
DAVID M. POLEN SECURITIES, INC. 
   
DAVID SHERMAN & COMPANY 
   
DAVINCI CAPITAL MANAGEMENT INC. 
   
DAVIS DISTRIBUTORS, LLC 
   
DAVIS SECURITIES LLC 
   
DAVIS, MENDEL & REGENSTEIN, INC. 
   
DAVY SECURITIES 
   
DAWSON JAMES SECURITIES, INC. 
   
DAYSPRING INVESTMENT GROUP 
   
DBA THE DELTA COMPANY 
   
DBS VICKERS SECURITIES (USA) INC. 
   
DBSI SECURITIES CORPORATION 
   
DC EVANS AND COMPANY, LLC 
   
DCD SECURITIES, LLC 
   
DE GUARDIOLA ADVISORS, INC. 
   
DEAM INVESTOR SERVICES, INC. 
   
DEARBORN CAPITAL MARKETS GROUP, LLC 
   
DEBELLAS & CO. CAPITAL, LP 
   
DEBTX SECURITIES, INC. 
   
DECADE SECURITIES CORP. 
   
DEEP ATS, LLC 
   
DEER VALLEY SECURITIES, INC. 
   
DEERFIELD PARTNERS, LLC 
   
DELAFIELD HAMBRECHT, INC. 
   
DELANO GROUP SECURITIES, L.L.C. 
   
DELAWARE DISTRIBUTORS, L.P. 
   
DELOITTE & TOUCHE CORPORATE FINANCE LLC 
   
DELPHI FINANCIAL CORP. 
   
DELTA EQUITY SERVICES CORPORATION 
   
DELTA TRUST INVESTMENTS, INC. 
   
DELTEC ASSET MANAGEMENT LLC 
   
DEMATTEO MONNESS LLC 
   
DEMPSEY FINANCIAL NETWORK, INC. 
   
DENNING & COMPANY LLC 
   
DESCAP SECURITIES, INC. 
   
DESILVA & PHILLIPS CORPORATE FINANCE LLC 
   
DESJARDINS SECURITIES INTERNATIONAL INC 
   
DESON & CO. 
   
DESPAIN FINANCIAL CORPORATION 
   
DESTINY CAPITAL SECURITIES CORPORATION 
   
DETWILER, MITCHELL, FENTON & GRAVES, INC. 
   
DEUTSCHE BANK SECURITIES INC. 
   
DEVELOPMENT CORPORATION FOR ISRAEL 
   
DEVENIR, LLC 
   
DEVON SECURITIES, INC. 
   
DEWAAY FINANCIAL NETWORK, INC. 
   
DFA SECURITIES INC. 
   
DFC INVESTOR SERVICES 
   
DFP EQUITIES, INC. 
   
DH FREDERICK SECURITIES, INC. 
   
DHF SERVICES LLC 
   
DIAMANT INVESTMENT CORPORATION 
   
DIAMOND BAY SECURITIES CORP. 
   
DIAMOND EDGE CAPITAL PARTNERS, LLC 
   
DIGIULIO FINANCIAL SERVICES, INC. 
   
DILLON - GAGE SECURITIES, INC. 
   
DILLON CAPITAL, INC. 
   
DILLON SCOTT SECURITIES, INC. 
   
DILWORTH SECURITIES, LLC 
   
DIMENSION SECURITIES, LLC 
   
DINOSAUR SECURITIES, L.L.C. 
   
DIRECT ACCESS BROKERAGE SERVICES, INC. 
   
DIRECT ACCESS PARTNERS LLC 
   
DIRECT CAPITAL SECURITIES, INC. 
   
DIRECT TRADING INSTITUTIONAL, L.P. 
   
DIRECTED SERVICES, INC. 
   
DIRECTEDGE ECN 
   
DISALLE SECURITIES & MORTGAGE CO. 
   
DIVERSIFIED CAPITAL CORPORATION 
   
DIVERSIFIED GLOBAL CAPITAL GROUP, INC. 
   
DIVERSIFIED INVESTORS SECURITIES CORP. 
   
DIVERSIFIED RESOURCES, LLC 
   
DIVERSIFIED SECURITIES, INCORPORATED 
   
DIVERSITY INVESTMENT CORP. 
   
DIVIDEND CAPITAL SECURITIES, LLC 
   
DIVINE CAPITAL MARKETS LLC 
   
DKR CAPITAL SECURITIES CORP. 
   
DLC INVESTMENT SECURITIES CORP. 
   
DLS CAPITAL PARTNERS, INC. 
   
DMG SECURITIES, INC. 
   
DN PARTNERS L.L.C. 
   
DNB NOR MARKETS, INC. 
   
DOCENT FINANCIAL SERVICES, CORP. 
   
DODING & PARTNERS BROKERAGE, INC. 
   
DOFT & CO., INC. 
   
DOHERTY & COMPANY, LLC 
   
DOLE CAPITAL, LLC 
   
DOLEY SECURITIES, LLC. 
   
DOLPHIN SECURITIES, INC. 
   
DOME SECURITIES CORP. 
   
DOMESTIC FINANCIAL SERVICES, INC. 
   
DOMESTIC SECURITIES, INC. 
   
DOMINICK & DOMINICK LLC 
   
DOMINION INVESTOR SERVICES, INC. 
   
DOMINION PARTNERS, L.C. 
   
DON ALEXANDER INVESTMENTS, INC. 
   
DONEGAL SECURITIES, INC. 
   
DONNELLY PENMAN & PARTNERS 
   
DORAL SECURITIES, INC. 
   
DORN & CO., INC. 
   
DORSEY & COMPANY, INC. 
   
DORTCH SECURITIES & INVESTMENTS, INC. 
   
DOUBLE EAGLE SECURITIES OF AMERICA, INC. 
   
DOUGHERTY & COMPANY LLC 
   
DOUGLAS & CO. MUNICIPALS, INC. 
   
DOUGLAS FINANCIAL LLC 
   
DOUGLAS SCOTT SECURITIES, INC. 
   
DOW JONES B.D. SERVICES, INC. 
   
DOWLING & PARTNERS SECURITIES LLC 
   
DOWNER & COMPANY 
   
DOWNING & CO., INC. 
   
DOWNSTATE SECURITIES GROUP, INC. 
   
DOYLE, MILES & CO., LLC 
   
DRAGONFLY CAPITAL PARTNERS, LLC 
   
DRAKE SECURITIES CORP. 
   
DRESDNER KLEINWORT SECURITIES LLC 
   
DRESNER INVESTMENT SERVICES, INC. 
   
DREYFUS SERVICE CORPORATION 
   
DRIEHAUS SECURITIES LLC 
   
DSIL INVESTMENT SERVICES LLC 
   
DST SECURITIES, INC. 
   
DT SECURITIES, LTD. 
   
DU PASQUIER & CO., INC. 
   
DUBEAU CAPITAL USA, INC. 
   
DUBLIND SECURITIES, INC. 
   
DUFF & PHELPS SECURITIES LLC 
   
DUNCAN-WILLIAMS, INC. 
   
DUNDEE SECURITIES INC. 
   
DUNES SECURITIES CORPORATION 
   
DUNHAM AND ASSOCIATES INVESTMENT COUNSEL, INC. 
   
DUPREE & COMPANY, INC. 
   
DVB CAPITAL MARKETS LLC 
   
DWM FINANCE LLC 
   
DWS SCUDDER DISTRIBUTORS, INC. 
   
DYNAMEX TRADING, LLC 
   
DYNASTY CAPITAL PARTNERS, INC. 
   
DZ FINANCIAL MARKETS LLC 
   
E & G INVESTMENTS, LP 
   
E*TRADE CAPITAL MARKETS LLC 
   
E*TRADE CLEARING LLC 
   
E*TRADE GLOBAL ASSET MANAGEMENT, INC. 
   
E*TRADE SECURITIES LLC 
   
E-BROKERAGE, LLC 
   
E-W INVESTMENTS, INC. 
   
E. E. POWELL & COMPANY INC. 
   
E. H. SMITH JACOBS & CO., INC. 
   
E. MAGNUS OPPENHEIM & CO. INC. 
   
E. S. HOPE FINANCIAL 
   
E. WAGNER & ASSOCIATES, INC. 
   
E.J. DE LA ROSA & CO., INC. 
   
E.L.K. CAPITAL ADVISORS, LLC 
   
E.S. FINANCIAL SERVICES, INC. 
   
E1 ASSET MANAGEMENT, INC. 
   
EAB PRIVATE CAPITAL, LLC 
   
EAGLE EQUITIES, INC. 
   
EAGLE ONE INVESTMENTS, LLC 
   
EAINVEST SECURITIES, INC. 
   
EARLYBIRDCAPITAL, INC. 
   
EAST PEAK ADVISORS, LLC 
   
EAST SHORE PARTNERS, INC. 
   
EAST/WEST SECURITIES CO. 
   
EASTERN DENTAL BROKERAGE SERVICES, LLC 
   
EASTON INVESTMENT SERVICES, LLC 
   
EATON VANCE DISTRIBUTORS, INC. 
   
EBH SECURITIES, INC. 
   
EBX LLC 
   
ECA SECURITIES, LLC 
   
ECKARD INVESTMENT SERVICES, INC. 
   
ECKHART & CO., INC. 
   
ECLYPSE SECURITIES LLC 
   
ECM SECURITIES CORP. 
   
ECOBAN SECURITIES CORPORATION 
   
ECONOMY SECURITIES, INCORPORATED 
   
EDELMAN & CO., LTD. 
   
EDEN FINANCIAL (USA) LIMITED 
   
EDGEMONT CAPITAL PARTNERS, L.P. 
   
EDGETRADE INC. 
   
EDGEWATER CAPITAL, LLC 
   
EDGEWOOD SERVICES, INC. 
   
EDI FINANCIAL, INC. 
   
EDWARD JONES 
   
EDWIN C. BLITZ INVESTMENTS, INC. 
   
EFG CAPITAL INTERNATIONAL 
   
EHRENBERG CHESLER SECURITIES, INC 
   
EHY SECURITIES (USA), LLC 
   
EIDE BAILLY SECURITIES, LLC 
   
EIM SECURITIES (USA) INC. 
   
EISNER RETIREMENT SOLUTIONS LLC 
   
EK RILEY INVESTMENTS, LLC 
   
EKN FINANCIAL SERVICES INC. 
   
ELECTRONIC ACCESS DIRECT, INC. 
   
ELECTRONIC BROKERAGE SYSTEMS, LLC 
   
ELECTRONIC GLOBAL SECURITIES, INC. 
   
ELECTRONIC SPECIALIST, LLC 
   
ELEVATION, LLC 
   
ELIASON FINANCIAL GROUP, LLC 
   
ELISH & ELISH BROKERAGE AND RESEARCH CO. 
   
ELITE SECURITIES, INC. 
   
ELLIOTT FINANCIAL SERVICES, INC. 
   
ELM CAPITAL SECURITIES, LLC 
   
ELTEKON SECURITIES, LLC 
   
EMCOR SECURITIES, INC. 
   
EMERALD INVESTMENTS, INC. 
   
EMERGENT FINANCIAL GROUP, INC. 
   
EMERGING GROWTH EQUITIES, LTD. 
   
EMERSON EQUITY LLC 
   
EMMET & CO, INC. 
   
EMMETT A LARKIN COMPANY, INC 
   
EMPIRE FINANCIAL GROUP, INC. 
   
EMPIRE INVESTMENT INC. 
   
EMPIRE SECURITIES CORPORATION 
   
EMPIRICAL RESEARCH PARTNERS LLC 
   
EMPLOYEE BENEFITS INVESTMENT GROUP, INC. 
   
ENABLE CAPITAL, LLC 
   
ENCLAVE CAPITAL, L.L.C. 
   
ENDEAVOR CAPITAL 
   
ENERGY CAPITAL SOLUTIONS LLC 
   
ENERGY SECURITIES, INC. 
   
ENERGY SPECTRUM ADVISORS INC. 
   
ENERGYNET.COM, INC. 
   
ENGEL & PARTNERS INC. 
   
ENGLAND SECURITIES, LLC 
   
ENSEMBLE FINANCIAL SERVICES, INC. 
   
ENTERPRISE EQUITIES, INC. 
   
ENTERPRISE FUND DISTRIBUTORS, INC. 
   
EPLANNING SECURITIES, INC 
   
EPOCH SECURITIES, INC. 
   
EQUABLE SECURITIES CORPORATION 
   
EQUIBASE CAPITAL MARKETS, LLC 
   
EQUIBOND, INC. 
   
EQUIFINANCIAL LLC 
   
EQUILEND 
   
EQUISEARCH SECURITIES, INC. 
   
EQUISHARES CORPORATION 
   
EQUITABLE ADVISORS, INC. 
   
EQUITAS AMERICA, LLC 
   
EQUITIES TRADING CORP. 
   
EQUITRUST MARKETING SERVICES, LLC 
   
EQUITY CONCEPTS, INC. 
   
EQUITY INVESTMENT SERVICES, INC 
   
EQUITY LEADERSHIP SECURITIES GROUP, INC. 
   
EQUITY PLANNING SECURITIES CORP. 
   
EQUITY SERVICES, INC. 
   
EQUITY SOURCE PARTNERS, LLC 
   
EQUITY STATION, INC. 
   
EQUITY TRADING ONLINE, LLC 
   
EQUIVEST SECURITIES, LLC 
   
EQUUS FINANCIAL CONSULTING LLC 
   
ERNST & YOUNG CORPORATE FINANCE (CANADA) INC. 
   
EROOM SECURITIES L.L.C. 
   
ESICO CO. 
   
ESL INVESTMENT SERVICES, LLC 
   
ESN NORTH AMERICA, INC. 
   
ESPEED GOVERNMENT SECURITIES, INC. 
   
ESPEED SECURITIES, INC. 
   
ESSEX & YORK, INC. 
   
ESSEX FINANCIAL SERVICES, INC. 
   
ESSEX NATIONAL SECURITIES, INC. 
   
ESSEX RADEZ LLC 
   
ESSEX SECURITIES LLC 
   
ESTRADA HINOJOSA & COMPANY, INC. 
   
ETECH SECURITIES, INC. 
   
ETHOS SECURITIES CORP. 
   
EUREKA CAPITAL MARKETS, LLC 
   
EURO AMERICAN CAPITAL CORPORATION 
   
EURO PACIFIC CAPITAL, INC. 
   
EURO-AMERICAN EQUITIES, INC. 
   
EUROPA SECURITIES, LLC 
   
EUROPEAN AMERICAN SECURITIES, INC. 
   
EUROPEAN CREDIT MANAGEMENT INC. 
   
EVERCORE GROUP L.L.C. 
   
EVERGREEN ASSOCIATES 
   
EVERGREEN INVESTMENT SERVICES, INC. 
   
EVERGREEN REALTY SECURITIES, INC. 
   
EVERTRADE DIRECT BROKERAGE, INC. 
   
EVOLUTION CAPITAL ADVISORS, LLC 
   
EVOLUTION FINANCIAL TECHNOLOGIES, LLC 
   
EVOLUTION SECURITIES US INC. 
   
EVOLVE SECURITIES, INC. 
   
EVP SECURITIES, LLC 
   
EWING BEMISS & CO. 
   
EWING CAPITAL, INC. 
   
EWT, LLC 
   
EX24, INC. 
   
EXANE, INC. 
   
EXCALIBUR FINANCIAL GROUP, INC. 
   
EXCEL SECURITIES & ASSOCIATES, INC. 
   
EXECUTION, LLC 
   
EXETER, LTD. 
   
EXPRSS SECURITIES, INC. 
   
EZ STOCKS, INC. 
   
EZE CASTLE TRANSACTION SERVICES, INC. 
   
F G MARKETS, INC. 
   
F.M.I.C. SECURITIES, INC. 
   
FACTSET DATA SYSTEMS, INC. 
   
FAGENSON & CO., INC. 
   
FAIRBRIDGE SECURITIES CORPORATION 
   
FAIRFAX SECURITIES CORPORATION 
   
FAIRFIELD CAPITAL ADVISORS, LLC 
   
FAIRFIELD HEATHCLIFF CAPITAL LLC 
   
FAIRFIELD RESEARCH SECURITIES CORPORATION 
   
FAIRPORT CAPITAL, INC. 
   
FAIRVIEW CAPITAL VENTURES, LLC. 
   
FAIRVIEW SECURITIES, INC. 
   
FALCON RESEARCH, INC. 
   
FALCON SECURITIES, INC. 
   
FALCONBRIDGE CAPITAL MARKETS, LLC 
   
FALKENBERG CAPITAL CORPORATION 
   
FALKIN PLATNICK SECURITIES COMPANY INC. 
   
FALLBROOK CAPITAL CORPORATION 
   
FAM DISTRIBUTORS, INC. 
   
FAMILY INCOME PLANNING, INC. 
   
FAMILY INVESTORS COMPANY 
   
FAMILY MANAGEMENT SECURITIES, LLC 
   
FAR HILLS GROUP, LLC. 
   
FARM CREEK SECURITIES, LLC 
   
FARMERS FINANCIAL SOLUTIONS, LLC 
   
FARRAGUT CAPITAL & MARKETING LLC 
   
FARRAND INVESTMENT BANKERS 
   
FARRELL MARSH & CO. 
   
FAS CORP. 
   
FASTRADE, INC. 
   
FAVER SECURITIES, LLC 
   
FB EQUITY SALES CORPORATION OF MICHIGAN 
   
FBR INVESTMENT SERVICES, INC. 
   
FBT INVESTMENTS, INC. 
   
FCC INVESTMENTS, INC. 
   
FCG ADVISORS, LLC 
   
FCS SECURITIES 
   
FD CAPITAL, LLC 
   
FD DE LEEUW & ASSOCIES, TRADE DESK AMERICA 
   
FED MUTUAL FINANCIAL SERVICES, INC. 
   
FED SECURITIES, INC. 
   
FEDERAL STREET CAPITAL 
   
FEDERATED SECURITIES CORP. 
   
FEDERATED SECURITIES, INC. 
   
FEIL DAILY INVESTMENT CO. 
   
FELDMAN SECURITIES GROUP L.L.C. 
   
FELDMAN, INGARDONA & CO. 
   
FELDSTEIN FINANCIAL GROUP, LLC 
   
FELTL & COMPANY 
   
FENIMORE SECURITIES, INC. 
   
FENWICK SECURITIES, INC. 
   
FERGHANA SECURITIES, INC. 
   
FERGUSON & BREWER SECURITIES 
   
FERGUSON, SETTLE & ASSOCIATES, INC. 
   
FERRIS, BAKER WATTS INCORPORATED 
   
FFP SECURITIES, INC. 
   
FG CAPITAL LC 
   
FIC INVESTMENT SERVICES, INC. 
   
FIDELITY BROKERAGE SERVICES LLC 
   
FIDELITY DISTRIBUTORS CORPORATION 
   
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. 
   
FIDUCIAL INVESTMENT ADVISORS, INC. 
   
FIDUCIARY FINANCIAL SERVICES CORP. 
   
FIDUS SECURITIES, LLC 
   
FIELDSTONE SERVICES CORP. 
   
FIFTH AVENUE SECURITIES, INC. 
   
FIFTH STREET CAPITAL, LLC 
   
FIFTH THIRD FUNDS DISTRIBUTOR, INC. 
   
FIFTH THIRD SECURITIES, INC. 
   
FIG PARTNERS, LLC 
   
FIMAT PREFERRED LLC 
   
FIMAT USA, LLC 
   
FIMCO SECURITIES GROUP, INC. 
   
FINACORP SECURITIES 
   
FINANCE 500, INC. 
   
FINANCIAL AMERICA SECURITIES, INC. 
   
FINANCIAL ASSETS CORPORATION 
   
FINANCIAL CONSULTANT GROUP, LLC 
   
FINANCIAL COUNSELING CORPORATION 
   
FINANCIAL DESIGN, INC. 
   
FINANCIAL DESIGNS CORPORATION 
   
FINANCIAL GOAL SECURITIES, INC. 
   
FINANCIAL NETWORK INVESTMENT CORPORATION 
   
FINANCIAL NORTHEASTERN SECURITIES, INC. 
   
FINANCIAL PARADIGMS, INC. 
   
FINANCIAL PLANNING CONSULTANTS, INC. 
   
FINANCIAL PRODUCT RESOURCES, INC. 
   
FINANCIAL RESEARCH COMPANY 
   
FINANCIAL SCIENCES, INC. 
   
FINANCIAL SECURITY MANAGEMENT, INCORPORATED 
   
FINANCIAL SERVICES OF NEW ENGLAND 
   
FINANCIAL TELESIS INC 
   
FINANCIAL WEST GROUP 
   
FINANCO SECURITIES LLC 
   
FINANCORP GROUP INTERNATIONAL CORPORATION 
   
FINANTIA USA LTD 
   
FINBAR SECURITIES CORP. 
   
FINTECH SECURITIES 
   
FINTEGRA, LLC 
   
FIREFLY CAPITAL, INC. 
   
FIRST ADVANTAGE SECURITIES CORPORATION 
   
FIRST ALBANY CAPITAL INC. 
   
FIRST ALLIED SECURITIES, INC. 
   
FIRST AMERICAN CAPITAL AND TRADING CORPORATION 
   
FIRST AMERICAN MUNICIPALS, INC. 
   
FIRST AMERICAN SECURITIES, INC. 
   
FIRST ANALYSIS SECURITIES CORPORATION 
   
FIRST ASSET FINANCIAL INC. 
   
FIRST AUSTIN INVESTMENTS 
   
FIRST BALLANTYNE, LLC 
   
FIRST BERMUDA SECURITIES (BVI) LTD. 
   
FIRST BROKERAGE AMERICA, L.L.C. 
   
FIRST BROKERS SECURITIES LLC 
   
FIRST BUSEY SECURITIES, INC. 
   
FIRST CALIFORNIA SECURITIES 
   
FIRST CANTERBURY SECURITIES, INC. 
   
FIRST CAPITAL EQUITIES,LTD. 
   
FIRST CAPITAL INVESTMENTS, LLC 
   
FIRST CHINA CAPITAL, INC. 
   
FIRST CITIZENS FINANCIAL PLUS, INC. 
   
FIRST CITIZENS INVESTOR SERVICES, INC. 
   
FIRST CITIZENS SECURITIES CORPORATION 
   
FIRST CLEARING, LLC 
   
FIRST COMMAND FINANCIAL PLANNING, INC. 
   
FIRST COMMONWEALTH SECURITIES CORPORATION 
   
FIRST DALLAS SECURITIES INCORPORATED 
   
FIRST DOMINION CAPITAL CORP. 
   
FIRST DUNBAR SECURITIES CORPORATION 
   
FIRST EMPIRE SECURITIES, INC. 
   
FIRST EQUITY CAPITAL SECURITIES, INC. 
   
FIRST FINANCIAL EQUITY CORPORATION 
   
FIRST FINANCIAL SECURITIES OF AMERICA, INC. 
   
FIRST FLORIDA SECURITIES, INC. 
   
FIRST GEORGETOWN SECURITIES, INC. 
   
FIRST GLOBAL SECURITIES, INC. 
   
FIRST GUARANTOR SECURITIES INC. 
   
FIRST HEARTLAND CAPITAL, INC. 
   
FIRST HONOLULU SECURITIES, INC. 
   
FIRST ILLINOIS SECURITIES INC. 
   
FIRST INDEPENDENT FINANCIAL SERVICES, INC. 
   
FIRST INTERNET SECURITIES NETWORK 
   
FIRST INVESTORS CORPORATION 
   
FIRST ISLAND CAPITAL INC. 
   
FIRST IVY CAPITAL MARKETS, LLC 
   
FIRST KENTUCKY SECURITIES CORPORATION 
   
FIRST LIBERTIES FINANCIAL 
   
FIRST LIBERTY SECURITIES, INC. 
   
FIRST LINCOLN INVESTMENTS, INC. 
   
FIRST LONDON SECURITIES CORPORATION 
   
FIRST LONG ISLAND INVESTORS, LLC 
   
FIRST MANHATTAN CO 
   
FIRST MATRIX INVESTMENT SERVICES CORP. 
   
FIRST MIDAMERICA INVESTMENT CORPORATION 
   
FIRST MIDSTATE INCORPORATED 
   
FIRST MIDWEST SECURITIES, INC. 
   
FIRST MONTAUK SECURITIES CORP. 
   
FIRST MUTUAL PLANNING CORP. 
   
FIRST NATIONAL CAPITAL MARKETS 
   
FIRST NATIONAL INVESTMENTS, INC. 
   
FIRST NEW YORK SECURITIES L.L.C. 
   
FIRST OAK BROOK CAPITAL MARKETS, INC. 
   
FIRST PACIFIC SECURITIES, INC. 
   
FIRST PUBLIC, LLC 
   
FIRST REPUBLIC GROUP, LLC 
   
FIRST REPUBLIC SECURITIES COMPANY, LLC 
   
FIRST RESEARCH FINANCIAL 
   
FIRST SECURITIES NETWORK CORPORATION 
   
FIRST SECURITIES NORTHWEST, INC. 
   
FIRST SECURITIES OF WEST MONROE, INC. 
   
FIRST SECURITY CAPITAL MANAGEMENT, INC. 
   
FIRST SOUTH CAROLINA SECURITIES, INC. 
   
FIRST SOUTHEAST INVESTOR SERVICES, INC. 
   
FIRST SOUTHEASTERN SECURITIES GROUP, INCORPORATED 
   
FIRST SOUTHWEST COMPANY 
   
FIRST ST. LOUIS SECURITIES, INC. 
   
FIRST STAR SECURITIES CORPORATION 
   
FIRST STATE SECURITIES, INC. 
   
FIRST TENNESSEE BROKERAGE, INC. 
   
FIRST TITAN FINANCIAL CORP. 
   
FIRST TRUST PORTFOLIOS L.P. 
   
FIRST TRYON SECURITIES, LLC 
   
FIRST VARIABLE CAPITAL SERVICES, INC. 
   
FIRST WALL STREET CORP. 
   
FIRST WASHINGTON CORPORATION 
   
FIRST WESTERN ADVISORS 
   
FIRST WESTERN SECURITIES, INC. 
   
FIRST WILLISTON CORPORATION 
   
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. 
   
FIRST WINSTON SECURITIES, INC. 
   
FIRSTENERGY CAPITAL (USA) CORP. 
   
FIRSTRADE SECURITIES INC. 
   
FISERV BROKERAGE SERVICES, INC. 
   
FITZGIBBON & ASSOCIATES, LLC 
   
FITZGIBBON TOIGO & CO. LLC 
   
FITZMAURICE INVESTMENT MANAGEMENT SERVICES, LLC 
   
FIVE MILE CAPITAL SECURITIES LLC 
   
FIVE STAR INVESTMENT SERVICES, INC. 
   
FIXED INCOME CAPITAL PARTNERS, LLC 
   
FIXED INCOME SECURITIES, LP 
   
FLAGLER DRIVE FINANCIAL, L.P. 
   
FLAGSTONE SECURITIES, LLC 
   
FLEMING SECURITIES INCORPORATED 
   
FLEXTRADE LLC 
   
FLOOR BROKER NETWORK, INC. 
   
FLORIDA ATLANTIC SECURITIES CORP. 
   
FLORIDA CAPITAL SECURITIES CORP. 
   
FLORIDA INVESTMENT ADVISERS 
   
FMG DISTRIBUTORS, INC. 
   
FMI CAPITAL ADVISORS, INC. 
   
FMK FINANCIAL SERVICES INC. 
   
FMN CAPITAL CORPORATION 
   
FMSBONDS, INC. 
   
FNB BROKERAGE SERVICES, INC. 
   
FNBB CAPITAL MARKETS, LLC 
   
FOCALPOINT SECURITIES, LLC 
   
FOCUS ADVISORY, LLC 
   
FOCUSED INVESTMENTS L.L.C. 
   
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED 
   
FOLIOFN INVESTMENTS, INC. 
   
FOOTHILL SECURITIES, INC. 
   
FORD FINANCIAL SERVICES, INC. 
   
FORDHAM FINANCIAL MANAGEMENT, INC. 
   
FORESIDE FUND SERVICES, LLC 
   
FORESIGHT INVESTMENTS, LLC 
   
FOREST SECURITIES,INC. 
   
FORESTERS EQUITY SERVICES, INC. 
   
FORGE FINANCIAL GROUP, INC. 
   
FORSYTH SECURITES, INC. 
   
FORT WAYNE SECURITIES CORPORATION 
   
FORTIS CLEARING AMERICAS LLC 
   
FORTIS SECURITIES LLC 
   
FORTREND SECURITIES, INC. 
   
FORTRESS GROUP, INC. 
   
FORTUNE CAPITAL PARTNERS, INC. 
   
FORTUNE FINANCIAL SERVICES, INC. 
   
FORTUNE SECURITIES, INC. 
   
FORUM CAPITAL SECURITIES LLC 
   
FOSTER SECURITIES 
   
FOUNDERS FINANCIAL SECURITIES LLC 
   
FOURTH STREET FINANCIAL GROUP, INC. 
   
FOX & COMPANY INVESTMENTS INC. 
   
FOX & HENRY, INC. 
   
FOX CHASE CAPITAL PARTNERS, LLC 
   
FOX FINANCIAL MANAGEMENT CORPORATION 
   
FOX RIVER EXECUTION TECHNOLOGY, LLC 
   
FOX RUN ALPHA FUND, L.P. 
   
FOX, REUSCH & CO., INC. 
   
FOX-PITT,KELTON INCORPORATED 
   
FPA FUND DISTRIBUTORS, INC. 
   
FPCM SECURITIES, LLC 
   
FRANKLIN CAPITAL INC 
   
FRANKLIN ROSS, INC. 
   
FRANKLIN STREET SECURITIES, INC. 
   
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. 
   
FRED ALGER & COMPANY, INCORPORATED 
   
FREDERICK & COMPANY, INC. 
   
FREDERICKS MICHAEL SECURITIES, INC. 
   
FREEDOM INVESTMENTS, INC. 
   
FREEDOM INVESTORS CORP. 
   
FREEMAN & CO. SECURITIES LLC 
   
FREESTONE SECURITIES, LLC 
   
FREIMARK BLAIR & COMPANY, INC. 
   
FREMONT CAPITAL, INC. 
   
FRIEDMAN, BILLINGS, RAMSEY & CO., INC. 
   
FRIEDMAN, LUZZATTO & CO. 
   
FROGGATTE & COMPANY 
   
FRONTEGRA ALTERNATIVE STRATEGIES, LLC 
   
FRONTIER SOLUTIONS, LLC 
   
FROST BROKERAGE SERVICES, INC. 
   
FROST SECURITIES, INC. 
   
FRS SECURITIES, LLC 
   
FSC SECURITIES CORPORATION 
   
FSG SECURITIES, LLC 
   
FSIC 
   
FSP INVESTMENTS LLC 
   
FTI CAPITAL ADVISORS, LLC 
   
FTN FINANCIAL SECURITIES CORP 
   
FTN MIDWEST SECURITIES CORP. 
   
FTP SECURITIES LLC 
   
FUBON SECURITIES USA, LLC 
   
FULCRUM SECURITIES, INC. 
   
FUND INVESTORS, INC. 
   
FUND MANAGEMENT COMPANY 
   
FUND SERVICES ADVISORS, INC. (FSA) 
   
FUNDS DISTRIBUTOR, INC. 
   
FURTHER LANE SECURITIES, L.P. 
   
FUTURES INVESTMENT COMPANY 
   
FUTURETRADE SECURITIES, LLC 
   
G & W EQUITY SALES, INC. 
   
G - W BROKERAGE GROUP, INC. 
   
G EQUITY INVESTMENT GROUP LTD. 
   
G-TRADE SERVICES LLC 
   
G. A. REPPLE & COMPANY 
   
G. SELECT SECURITIES, LLC 
   
G. W. & WADE ASSET MANAGEMENT COMPANY, INC. 
   
G.C. ANDERSEN PARTNERS CAPITAL, LLC 
   
G.C. SECURITIES, L.L.C. 
   
G.F. INVESTMENT SERVICES, LLC 
   
G.L.S. & ASSOCIATES, INC. 
   
G.T. JEFFERS & COMPANY, LLC 
   
G.W. SHERWOLD ASSOCIATES, INC 
   
G.X. CLARKE & CO. 
   
GA FINANCIAL, INC. 
   
GABELLI & COMPANY, INC. 
   
GABELLI FIXED INCOME DISTRIBUTORS, INC. 
   
GAGE-WILEY & CO., INC. 
   
GAGNON SECURITIES, LLC 
   
GAINES FINANCIAL CORPORATION 
   
GALILEO GLOBAL SECURITIES, LLC 
   
GALLATIN CAPITAL LLC 
   
GALWAY CAPITAL, L.P. 
   
GAM SERVICES, INC. 
   
GAR WOOD SECURITIES, LLC 
   
GARDEN CITY CAPITAL, INC. 
   
GARDEN STATE SECURITIES, INC. 
   
GARDINIER & COMPANY INC. 
   
GARDNER FINANCIAL SERVICES, INC. 
   
GARDNER RICH, L.L.C. 
   
GARDNYR MICHAEL CAPITAL, INC. 
   
GARP RESEARCH & SECURITIES COMPANY 
   
GARRETT NAGLE & CO., INC. 
   
GARRY PIERCE FINANCIAL SERVICES,LLP 
   
GARTMORE DISTRIBUTION SERVICES, INC. 
   
GARY GOLDBERG & CO., INC. 
   
GARY HOCH AGENCY, INC. 
   
H & L EQUITIES, LLC 
   
H&R BLOCK FINANCIAL ADVISORS, INC. 
   
H&S SECURITIES, LLC 
   
H. BECK, INC. 
   
H. C. DENISON CO. 
   
H. G. WELLINGTON & CO., INC. 
   
H. KAWANO & CO., INC. 
   
H. M. PAYSON & CO. 
   
H. RIVKIN & CO., INC. 
   
H. ROARK & ASSOCIATES, INC. 
   
H.C. WAINWRIGHT & CO., INC. 
   
H.D. BRENT & COMPANY, INC. 
   
H.D. VEST INVESTMENT SERVICES 
   
HA&W STRATEGIC PARTNERS, LLC 
   
HAAS FINANCIAL PRODUCTS, INC. 
   
HABERMAN BROS. 
   
HAGEN SECURITIES, INC. 
   
HAHN SECURITIES, INC. 
   
HALBERT, HARGROVE & CO. 
   
HALES CAPITAL SECURITIES 
   
HALEY SECURITIES, INC. 
   
HALL & ROMKEMA FINANCIAL SERVICES, LLC 
   
HALLMARK INVESTMENTS, INC. 
   
HALPERN CAPITAL, INC. 
   
HALYARD SECURITIES, LLC 
   
HAMERSHLAG, DODELES & CO., LLC 
   
HAMERSLEY PARTNERS LLC 
   
HAMILTON CAVANAUGH & ASSOCIATES, INC. 
   
HAMILTON CLARK & CO. 
   
HAMILTON MILLER INVESTMENTS, LLC 
   
HAMILTON, JOHNSTON & CO., INC. 
   
HAMMERMAN & STRICKLAND SECURITIES, LLC 
   
HAMMOND & BOTZUM, INCORPORATED 
   
HAMPTON SECURITIES (USA), INC. 
   
HANCOCK FINANCIAL, INC. 
   
HANCOCK INVESTMENT SERVICES, INC. 
   
HANCOCK SECURITIES GROUP, LLC 
   
HAND SECURITIES, INC 
   
HANDELSBANKEN MARKETS SECURITIES, INC. 
   
HANKERSON FINANCIAL, INC. 
   
HANMI PACIFIC SECURITIES, INC. 
   
HANOVER CAPITAL SECURITIES INC. 
   
HANOVER INVESTMENT SECURITIES, INC. 
   
HANSON MCCLAIN RETIREMENT NETWORK, LLC 
   
HANSON-IMPERATORE SECURITIES, INC. 
   
HANTZ FINANCIAL SERVICES, INC. 
   
HAPOALIM SECURITIES USA, INC. 
   
HARBOR FINANCIAL SERVICES, LLC 
   
HARBOR FUNDS DISTRIBUTORS, INC. 
   
HARBORVIEW, LLC 
   
HARBOUR INVESTMENTS, INC. 
   
HARDCASTLE TRADING USA L.L.C. 
   
HARGER AND COMPANY, INC. 
   
HARMON & CO. LLC 
   
HAROLD C. BROWN & CO., LLC 
   
HAROLD DANCE INVESTMENTS 
   
HARPETH SECURITIES, LLC 
   
HARRIS ASSOCIATES SECURITIES L.P. 
   
HARRIS CAPITAL CORP. 
   
HARRIS INVESTOR SERVICES, INC. 
   
HARRIS WILLIAMS & CO. 
   
HARRISDIRECT LLC 
   
HARRISON DOUGLAS, INC. 
   
HARRISON LOVEGROVE AMERICAS L.P. 
   
HARTFIELD, TITUS & DONNELLY, LLC 
   
HARTFORD EQUITY SALES COMPANY INC. 
   
HARTFORD INVESTMENT FINANCIAL SERVICES, LLC 
   
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. 
   
HARVEST CAPITAL INVESTMENTS LLC 
   
HARVEST CAPITAL LLC 
   
HARVEST FINANCIAL CORPORATION 
   
HARVESTONS SECURITIES, INC. 
   
HATTIER, SANFORD & REYNOIR, A LIMITED PARTNERSHIP, L.L.P. 
   
HAVENWOOD CAPITAL MARKETS, LLC 
   
HAVERFORD TRUST SECURITIES, INC. 
   
HAVKIT CORPORATION 
   
HAWTHORNE SECURITIES CORPORATION 
   
HAYWOOD SECURITIES (USA) INC. 
   
HAZARD & SIEGEL, INC. 
   
HAZLETT, BURT & WATSON, INC. 
   
HBH ADVISORS, LLC 
   
HBK GLOBAL SECURITIES L.P. 
   
HBK SORCE BROKERAGE LLC 
   
HBOC CAPITAL MARKETS, LLC 
   
HBW SECURITIES LLC 
   
HCFP BRENNER SECURITIES, LLC 
   
HEADWATERS MB, LLC 
   
HEALTHCARE COMMUNITY SECURITIES CORPORATION 
   
HEALTHPOINTCAPITAL ADVISORS, LLC 
   
HEARTLAND INVESTMENT ASSOCIATES, INC. 
   
HEARTLAND INVESTOR SERVICES, LLC 
   
HEDGE FUND CAPITAL PARTNERS, LLC 
   
HEFLIN & CO., L.L.C. 
   
HEFREN-TILLOTSON, INC. 
   
HEIDTKE & COMPANY, INC. 
   
HEIM, YOUNG & ASSOCIATES, INC. 
   
HEITMAN SECURITIES LLC 
   
HELIX TRADING LLC 
   
HELVEA INC. 
   
HEMLOCK CAPITAL LLC 
   
HENDERSON CAPITAL PARTNERS, LLC 
   
HENDERSON GLOBAL INVESTORS EQUITY PLANNING, INC. 
   
HENLEY & COMPANY LLC 
   
HENNIKER RIVER ADVISORS, LLC 
   
HENNION & WALSH, INC. 
   
HEPFNER SECURITIES CORP. 
   
HERBERT J. SIMS & CO. INC. 
   
HERITAGE BENEFITS FINANCIAL SERVICES, INC. 
   
HERITAGE CAPITAL GROUP, INC. 
   
HERITAGE FINANCIAL SYSTEMS, INC. 
   
HERITAGE FUND DISTRIBUTORS INC. 
   
HERMAN, ALEXIS & CO., INC. 
   
HERMITAGE CAPITAL CORPORATION 
   
HERNDON PLANT OAKLEY, LTD. 
   
HERZOG, HEINE, GEDULD, LLC 
   
HEWITT FINANCIAL SERVICES LLC 
   
HFBE CAPITAL, LP 
   
HFC CAPITAL CORP. 
   
HFF SECURITIES L.P. 
   
HFI SECURITIES, INC. 
   
HFR INVESTMENTS, INC. 
   
HFS CAPITAL, L.L.C. 
   
HFV INVESTMENTS, INC. 
   
HIGGINS CAPITAL MANAGEMENT, INC. 
   
HIGH POINT CAPITAL GROUP, INC. 
   
HIGH SECURITIES, LTD. 
   
HIGHAM-WHITRIDGE SECURITIES, INC. 
   
HIGHLAND FINANCIAL, LTD. 
   
HIGHLAND INFORMATION SERVICES, INC. 
   
HIGHLANDER CAPITAL GROUP, INC. 
   
HILBY WILSON INC. 
   
HILL STREET CAPITAL LLC 
   
HILL THOMPSON MAGID & CO., INC. 
   
HILLIARD FARBER & CO., INC. 
   
HILLIARD FARBER SECURITIES CORP. 
   
HINES REAL ESTATE SECURITIES, INC. 
   
HKC SECURITIES, INC. 
   
HKS & COMPANY, INC. 
   
HLH SECURITIES, INC. 
   
HLM SECURITIES, INC. 
   
HMC INVESTMENTS, INC. 
   
HOBERT & SVOBODA, INC. 
   
HODIN ASSOCIATES, INC. 
   
HOLBROOK & COMPANY LLC 
   
HOLBROOK CAPITAL LLC 
   
HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. 
   
HOLLAND CAPITAL MANAGEMENT, L.P. 
   
HOLLENCREST CAPITAL MANAGEMENT 
   
HOLLOWAY & ASSOCIATES, INC. 
   
HOME FINANCIAL SERVICES, INC. 
   
HOMELAND SECURITIES FINANCIAL SERVICES GROUP, INC. 
   
HOMESTEAD FINANCIAL, INC. 
   
HOPPER SECURITIES-VERMONT 
   
HORACE MANN INVESTORS INC 
   
HORAN SECURITIES, INC. 
   
HORIZON FINANCIAL INVESTMENT CORPORATION 
   
HORNOR, TOWNSEND & KENT, INC. 
   
HORWITZ & ASSOCIATES, INC. 
   
HOUCHIN, ADAMSON, L.L.C 
   
HOULIHAN LOKEY HOWARD & ZUKIN CAPITAL, INC. 
   
HOULIHAN SMITH & COMPANY, INC. 
   
HOUSE OF AVERY, LIMITED 
   
HOVDE SECURITIES LLC 
   
HOWARD GARY & COMPANY, A MUNICIPAL SECURITIES INVESTMENT FIRM 
   
HOWARD WEIL INCORPORATED 
   
HOWE BARNES HOEFER & ARNETT, INC. 
   
HP SECURITIES, INC. 
   
HPC CAPITAL MANAGEMENT CORP. 
   
HRC INVESTMENT SERVICES, INC. 
   
HRH SECURITIES, LLC 
   
HSBC SECURITIES (USA) INC. 
   
HSH N FINANCIAL SECURITIES LLC 
   
HUCKIN FINANCIAL GROUP, INC. 
   
HUDSON ABEL & CO. 
   
HUDSON CAPITAL ADVISORS BD LLC 
   
HUDSON HERITAGE CAPITAL MANAGEMENT, INC. 
   
HUDSON HOUSING SECURITIES LLC 
   
HUDSON SECURITIES,INC. 
   
HUGH MARTIN SECURITIES 
   
HUGO MARX & CO INC 
   
HUMBARD, JAMES W. 
   
HUNNICUTT & CO., INC. 
   
HUNTER ASSOCIATES, INC. 
   
HUNTER SCOTT FINANCIAL LLC. 
   
HUNTER SECURITIES CORP. 
   
HUNTER WISE SECURITIES, LLC 
   
HUNTER WORLD MARKETS, INC. 
   
HUNTER, KEITH, MARSHALL & CO., INCORPORATED 
   
HUNTHILL CAPITAL, LLC 
   
HUNTING PARTY SECURITIES, LTD. 
   
HUNTINGTON CAPITAL CORP. 
   
HUNTLEIGH SECURITIES CORPORATION 
   
HUSS SERVICES, INC. 
   
HUTCHINSON, SHOCKEY, ERLEY & CO. 
   
HVB CAPITAL MARKETS, INC. 
   
HWJ CAPITAL PARTNERS II, LLC 
   
HYBRIDTRADING, LLC 
   
HYDE PARK CAPITAL ADVISORS, LLC 
   
HYPO CAPITAL MARKETS, INC. 
   
HYUNDAI SECURITIES (AMERICA) INC. 
   
I-BANKERS SECURITIES, INC. 
   
I.C. RIDEAU, LYONS & CO., INC. 
   
I.C.R. FINANCIAL CENTER, INC. 
   
I.D.A. FINANCIAL SERVICES, LLC 
   
I.E. BUTLER SECURITIES INC. 
   
IAM CAPITAL CORPORATION 
   
IATMARKETS LLC 
   
IBC INVESTMENTS 
   
IBG TRADING, LLC 
   
IBN FINANCIAL SERVICES, INC. 
   
IBS SECURITIES, LLC 
   
ICAP CORPORATES LLC 
   
ICAP ELECTRONIC BROKING LLC 
   
ICAP SECURITIES USA LLC 
   
ICBA FINANCIAL SERVICES CORPORATION 
   
ICBA SECURITIES 
   
ICD SECURITIES INC. 
   
ICICI SECURITIES INC 
   
ICMA-RC SERVICES, LLC 
   
ICON DISTRIBUTORS, INC. 
   
ICON SECURITIES CORP. 
   
ICP SECURITIES LLC 
   
IDB CAPITAL CORP. 
   
IDC SECURITIES CORP.(SR) 
   
IDS LIFE INSURANCE COMPANY 
   
IDX DERIVATIVES, LLC 
   
IFL CAPITAL LLC 
   
IFMG SECURITIES, INC. 
   
IFS FUND DISTRIBUTORS, INC 
   
IICC - TRADECO, INC. 
   
IIG HORIZONS SECURITIES, LLC 
   
IL SECURITIES, INC. 
   
ILG SECURITIES CORPORATION 
   
ILLINGTON CAPITAL, INC 
   
IMPACT FINANCIAL NETWORK, INC 
   
IMPERIAL CAPITAL, LLC 
   
IMPERIAL INVESTMENTS LTD. 
   
IMS SECURITIES, INC. 
   
INCAP SECURITIES, INC. 
   
INCAPITAL, LLC 
   
INDEPENDENCE CAPITAL CO., INC. 
   
INDEPENDENT BROKERS LLC 
   
INDEPENDENT FINANCIAL GROUP, LLC 
   
INDEX SECURITIES, LLC 
   
INDIAN HARBOR, LLC 
   
INDIANA MERCHANT BANKING AND BROKERAGE CO., INC. 
   
INDIANA SECURITIES, LLC 
   
INDIEVEST SECURITIES, INC. 
   
INDIGO SECURITIES LLC 
   
INDUSTRY SAVINGS PLANS, INC 
   
INDYMAC SECURITIES CORPORATION 
   
INFINEX INVESTMENTS, INC. 
   
INFINIUM SECURITIES INC. 
   
INFM SECURITIES LLC 
   
ING AMERICA EQUITIES, INC. 
   
ING DIRECT SECURITIES INC 
   
ING FINANCIAL ADVISERS, LLC 
   
ING FINANCIAL MARKETS LLC 
   
ING FINANCIAL PARTNERS, INC. 
   
ING FUNDS DISTRIBUTOR, LLC 
   
ING INVESTMENT MANAGEMENT SERVICES LLC 
   
ING PRIVATE WEALTH MANAGEMENT LLC 
   
INGALLS & SNYDER, LLC 
   
INLAND NATIONAL SECURITIES, INC. 
   
INLAND SECURITIES CORPORATION 
   
INLET SECURITIES, LLC 
   
INLIGN FINANCIAL, LLC 
   
INNER CIRCLE SPORTS LLC 
   
INNOVA SECURITIES, INC. 
   
INNOVATION ADVISORS LLC 
   
INNOVATION CAPITAL, LLC 
   
INNOVATIVE SECURITIES, INC. 
   
INSCAP CAPITAL MARKETS, LLC 
   
INSTINET, LLC 
   
INSTITUTIONAL CAPITAL MANAGEMENT, INC 
   
INSTITUTIONAL SECURITIES CORPORATION 
   
INSTITUTIONAL SERVICES UNLIMITED, INC. 
   
INSTREAM PARTNERS LLC 
   
INTEGRAL FINANCIAL LLC 
   
INTEGRAL SECURITIES, INC. 
   
INTEGRATED FINANCIAL PLANNING SERVICES 
   
INTEGRATED TRADING AND INVESTMENTS, INC 
   
INTEGRITY BROKERAGE SERVICES, INC. 
   
INTEGRITY FUNDS DISTRIBUTOR, INC 
   
INTEGRITY INVESTMENTS, INC. 
   
INTEGRITY SECURITIES, INC 
   
INTEGRITY TRADING, INC. 
   
INTELATRADE.COM 
   
INTER SECURITIES LTD. 
   
INTER-MARKET CAPITAL CORPORATION 
   
INTERACTIVE BROKERS LLC 
   
INTERACTIVE PLANNING CORP. 
   
INTERCAP MERCHANT PARTNERS, LLC 
   
INTERCAPITAL SECURITIES LLC 
   
INTERCAROLINA FINANCIAL SERVICES, INC 
   
INTERCOASTAL FINANCIAL SERVICES CORP 
   
INTERCONTINENTAL ASSET MANAGEMENT GROUP, LTD. 
   
INTERDEALER SECURITIES, LLC 
   
INTERLINK SECURITIES CORP 
   
INTERMOUNTAIN FINANCIAL SERVICES, INC. 
   
INTERNATIONAL ASSETS ADVISORY, LLC 
   
INTERNATIONAL BUSINESS SECURITIES, INC 
   
INTERNATIONAL CAPITAL MARKETS, INC. 
   
INTERNATIONAL CORRESPONDENT TRADING, INC. 
   
INTERNATIONAL EQUITY SERVICES, INC 
   
INTERNATIONAL FUND MARKETING LIMITED 
   
INTERNATIONAL MONEY MANAGEMENT GROUP, INC. 
   
INTERNATIONAL RESEARCH SECURITIES, INC. 
   
INTERNATIONAL STRATEGY & INVESTMENT GROUP INC. 
   
INTERNET CAPITAL MARKETS CORPORATION 
   
INTERNET SECURITIES 
   
INTERPACIFIC INVESTORS SERVICES, INC 
   
INTERSECURITIES, INC. 
   
INTERVEST INTERNATIONAL EQUITIES CORPORATION 
   
INTERVEST SECURITIES CORPORATION 
   
INTL TRADING, INC. 
   
INTRADE, LLC 
   
INTRODUCING BROKERS ALLIANCE, INC 
   
INVEMED ASSOCIATES LLC 
   
INVERNESS SECURITIES, LLC 
   
INVESCOR WHOLESALE BD, INC. 
   
INVESMART SECURITIES, LLC 
   
INVEST FINANCIAL CORPORATION 
   
INVESTACORP, INC. 
   
INVESTCAP SECURITIES GROUP, LLC 
   
INVESTCO SECURITIES, INC 
   
INVESTEC SECURITIES (US) LLC 
   
INVESTIN SECURITIES CORP. 
   
INVESTLINC SECURITIES, LLC 
   
INVESTMENT ADVISORS & CONSULTANTS, INC. 
   
INVESTMENT ARCHITECTS, INC. 
   
INVESTMENT BANK SERVICES, INC. 
   
INVESTMENT CENTERS OF AMERICA, INC 
   
INVESTMENT DISTRIBUTORS, INC. 
   
INVESTMENT MANAGEMENT CORPORATION 
   
INVESTMENT MANAGEMENT SERVICE, INC 
   
INVESTMENT NETWORK, INC. 
   
INVESTMENT PLACEMENT GROUP 
   
INVESTMENT PLANNERS, INC. 
   
INVESTMENT PROFESSIONALS, INC 
   
INVESTMENT RESEARCHED PLANS, INC 
   
INVESTMENT SECURITY CORPORATION 
   
INVESTMENT SERVICES, INC. 
   
INVESTMENTS BY PLANNERS, INC. 
   
INVESTMENTS FOR YOU, INC. 
   
INVESTOR FORCE SECURITIES, INC. 
   
INVESTOR SERVICE CENTER, INC. 
   
INVESTORS ADVISORY SERVICES, LLC 
   
INVESTORS BROKERAGE OF TEXAS, LTD 
   
INVESTORS BROKERAGE SERVICES, INC 
   
INVESTORS CAPITAL CORP. 
   
INVESTORS PLANNING SERVICES, CORP. 
   
INVESTORS PROPERTIES, INC 
   
INVESTORS SECURITIES SERVICES, LLC. 
   
INVESTORS SECURITY COMPANY, INC 
   
INVESTORS' CHOICE SECURITIES, LLC 
   
INVESTPRIVATE, INC. 
   
INVESTSCAPE INC. 
   
INVEX, INC 
   
ION PARTNERS LLC 
   
IPG SECURITIES CORPORATION 
   
IPOR CAPITAL, LLC 
   
IQ VENTURES, INC. 
   
IRONSTONE SECURITIES, INC. 
   
IRR CAPITAL MARKETS, INC. 
   
ISAAC, PATRICIA KEMBLE 
   
ISAAK BOND INVESTMENTS, INC. 
   
ISBIN INVESTMENTS, INC 
   
ISG EQUITY SALES CORPORATION 
   
ISI CAPITAL, LLC 
   
ISLAND TRADER SECURITIES, INC 
   
ISRAEL A. ENGLANDER & CO., INC. 
   
ITAU SECURITIES INC. 
   
ITG INC. 
   
ITRADEDIRECT.COM CORP 
   
IVP CAPITAL, LLC 
   
IVY FUNDS DISTRIBUTOR, INC. 
   
IVY LEAGUE FINANCIAL SERVICES, INC 
   
IVY SECURITIES, INC 
   
IXE SECURITIES, INC. 
   
IXIS ASSET MANAGEMENT DISTRIBUTORS, L.P 
   
IXIS SECURITIES NORTH AMERICA INC 
   
J GIORDANO SECURITIES GROUP 
   
J K R & COMPANY, INC. 
   
J N WHIPPLE INC. 
   
J. ALDEN ASSOCIATES, INC. 
   
J. B. HANAUER & CO. 
   
J. D. ANDREWS CO. 
   
J. D. SEIBERT & COMPANY, INC. 
   
J. J. & M. GELDZAHLER 
   
J. KOZA INVESTMENTS, INC. 
   
J. SCOTT SECURITIES CORP. 
   
J.A. GLYNN & CO. 
   
J.H. DARBIE & CO., INC. 
   
J.H. LILLIAN SECURITIES CORP. 
   
J.J.B. HILLIARD, W.L. LYONS, INC. 
   
J.K. FINANCIAL SERVICES, INC. 
   
J.M LUMMIS SECURITIES, INC. 
   
J.P. MCGOWAN & COMPANY INCORPORATED 
   
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. 
   
J.P. MORGAN SECURITIES INC. 
   
J.P. TURNER & COMPANY, L.L.C. 
   
J.P.P. EURO-SECURITIES, INC. 
   
J.P.R. CAPITAL CORP. 
   
J.S.H. TRADING, LLC 
   
J.V. DELANEY & ASSOCIATES 
   
J.W. COLE FINANCIAL, INC. 
   
J.W. KORTH & COMPANY 
   
J.W. MILLEGAN, INC. 
   
JACK V. BUTTERFIELD INVESTMENT COMPANY 
   
JACKSON & COMPANY, INCORPORATED 
   
JACKSON & SMITH INVESTMENT SECURITIES, LLC 
   
JACKSON NATIONAL LIFE DISTRIBUTORS LLC 
   
JACKSON PARTNERS & ASSOCIATES, INC. 
   
JACKSON SECURITIES LLC 
   
JACKSON, GRANT & COMPANY 
   
JACQUES FINANCIAL, LLC 
   
JAE INVESTMENTS, INC. 
   
JAMES C. BUTTERFIELD INC. 
   
JAMES FOX SECURITIES, INC. 
   
JAMES I. BLACK & COMPANY 
   
JAMES L. FINEFROCK AND ASSOCIATES CORP. 
   
JAMES RIVER SECURITIES CORP. 
   
JAMES T. BORELLO & CO. 
   
JANCO PARTNERS, INC. 
   
JANE STREET MARKETS, LLC 
   
JANNEY MONTGOMERY SCOTT LLC 
   
JANSSEN PARTNERS, INC. 
   
JANUS DISTRIBUTORS LLC 
   
JAPANINVEST INC. 
   
JAPANWORKS CAPITAL, LLC 
   
JAVELIN SECURITIES, LLC 
   
JAYPEE INTERNATIONAL, INC. 
   
JBS SECURITIES CORP. 
   
JCP SECURITIES 
   
JDF CAPITAL ADVISORS, LLC 
   
JDL SECURITIES CORPORATION 
   
JEFFERIES & COMPANY, INC. 
   
JEFFERIES EMPLOYEES OPPORTUNITY FUND, LLC 
   
JEFFERIES EXECUTION SERVICES, INC. 
   
JEFFERIES PARTNERS OPPORTUNITY FUND II, LLC 
   
JEFFERIES PARTNERS OPPORTUNITY FUND III, LLC 
   
JEFFERIES PARTNERS OPPORTUNITY FUND IV, LLC 
   
JEFFERIES PARTNERS OPPORTUNITY FUND V, LLC 
   
JEFFERIES PARTNERS OPPORTUNITY FUND, LLC 
   
JEFFERSON NATIONAL SECURITIES CORPORATION 
   
JEFFERSON PILOT SECURITIES CORPORATION 
   
JEFFERSON WORLDWIDE GROUP LTD. 
   
JEFFERSON-PILOT VARIABLE CORPORATION 
   
JEGI LLC 
   
JENCKS & COMPANY LLC 
   
JENNINGS SECURITIES LLC 
   
JEROME P. GREENE & ASSOCIATES, LLC 
   
JESUP & LAMONT SECURITIES CORP 
   
JETTRADE, INC. 
   
JFD SECURITIES, INC. 
   
JGB INTERNATIONAL, INC. 
   
JK SECURITIES, INC. 
   
JLM SECURITIES COMPANY 
   
JMC FINANCIAL CORPORATION 
   
JMP SECURITIES LLC 
   
JNK SECURITIES CORP. 
   
JOBEL FINANCIAL, INC. 
   
JOE JOLLY & CO., INC. 
   
JOHN A. SIBERELL & CO. 
   
JOHN HANCOCK DISTRIBUTORS LLC 
   
JOHN HANCOCK FUNDS, LLC 
   
JOHN J. CARROLL & COMPANY 
   
JOHN JAMES INVESTMENTS, LTD. 
   
JOHN M, CUNNINGHAM, INC 
   
JOHN MAGACS 
   
JOHN W. LOOFBOURROW ASSOCIATES, INC. 
   
JOHNSON CAPITAL, L L C 
   
JOHNSON RICE & COMPANY L.L.C. 
   
JOHNSON SECURITIES, INC. 
   
JOHNSTON BLAKELY & COMPANY, LLC 
   
JOHNSTON, LEMON & CO. INCORPORATED 
   
JOMAR SERVICES 
   
JONES INTERNATIONAL SECURITIES, LTD. 
   
JONES LANG LASALLE SECURITIES, LLC 
   
JONES, BYRD, & ATTKISSON, INC. 
   
JONESTRADING 
   
JORDAN, KNAUFF & COMPANY 
   
JOSEPH CAPITAL, LLC 
   
JOSEPH GRACE 
   
JOSEPH GUNNAR & CO. LLC 
   
JOSEPH JAMES FINANCIAL SERVICES, INC. 
   
JOSEPH KOSINSKY, INC. 
   
JOSEPH MATTHEWS & COMPANY, INCORPORATED 
   
JOSEPH STEVENS & COMPANY, INC. 
   
JPC CAPITAL PARTNERS, INC. 
   
JPMORGAN DISTRIBUTION SERVICES, INC. 
   
JRL CAPITAL CORPORATION 
   
JRM SECURITIES 
   
JSB PARTNERS, LP 
   
JSI TRANSACTION ADVISORS, LLC 
   
JSL SECURITIES, INC. 
   
JSVC, LLC 
   
JUDGE & ASSOCIATES, INC. 
   
JULIAN LECRAW REALTY ADVISORS, INC. 
   
JUNIPER ADVISORY L.P. 
   
JUNIPER CAPITAL GROUP, LLC 
   
JVB FINANCIAL GROUP, LLC 
   
JW RICHARDS, INC 
   
JWH SECURITIES, INC. 
   
JWM SECURITIES LLC 
   
K&Z PARTNERS, LLC 
   
K-ONE INVESTMENT COMPANY, INC. 
   
K. W. CHAMBERS & CO. 
   
K.W. BROWN INVESTMENTS 
   
KA ASSOCIATES, INC. 
   
KABRIK TRADING LLC 
   
KADICK, INCORPORATED 
   
KAHN BROTHERS & CO. INC. 
   
KAHN FINANCIAL SECURITIES, LLC 
   
KAIZAN CAPITAL CORP. 
   
KALORAMA CAPITAL, LLC 
   
KALOS CAPITAL, INC. 
   
KANE & COMPANY, INC. 
   
KANE, MCKENNA CAPITAL, INC. 
   
KANSAS CITY BROKERAGE. INC 
   
KAPLAN & CO. SECURITIES INC. 
   
KARVY, INC. 
   
KASHNER DAVIDSON SECURITIES CORPORATION 
   
KATALYST SECURITIES LLC 
   
KAUFMAN & COMPANY, LLC 
   
KAUFMAN BROS., L.P. 
   
KAUPTHING SECURITIES, INC. 
   
KBC FINANCIAL PRODUCTS USA, INC. 
   
KBD SECURITIES, LLC 
   
KBS CAPITAL MARKETS GROUP LLC 
   
KC BROKERAGE SERVICES, LLC 
   
KCCI, LTD. 
   
KCD FINANCIAL, INC. 
   
KCPAG BROKERAGE LLC 
   
KDC MERGER ARBITRAGE FUND, LP 
   
KEANE SECURITIES CO., INC. 
   
KEATING SECURITIES, LLC 
   
KEDEM CAPITAL CORPORATION 
   
KEEFE VENTURES, LLC 
   
KEEFE, BRUYETTE & WOODS, INC. 
   
KEELEY INVESTMENT CORP. 
   
KEENAN SECURITIES 
   
KELBRA SECURITIES, LLC 
   
KELLOGG CAPITAL GROUP LLC 
   
KELLOGG PARTNERS INSTITUTIONAL SERVICES LLC 
   
KELMOORE INVESTMENT COMPANY, INC. 
   
KEMPEN & CO U.S.A., INC. 
   
KENAI INVESTMENTS, INC. 
   
KENDRICK PIERCE SECURITIES, INC. 
   
KENMAR SECURITIES INC. 
   
KENNETH, JEROME & CO.,INC. 
   
KENNY SECURITIES CORP. 
   
KENSINGTON CAPITAL CORP. 
   
KEPLER EQUITIES, INC. 
   
KERCHEVILLE & COMPANY, INC. 
   
KERLIN CAPITAL GROUP LLC 
   
KERN, SUSLOW SECURITIES, INC. 
   
KERSHNER TRADING GROUP, LLC 
   
KESSLER & COMPANY INVESTMENTS, INC. 
   
KEVIN DANN & PARTNERS, LLC 
   
KEVIN HART KORNFIELD & COMPANY, INC. 
   
KEY INVESTMENT SERVICES LLC 
   
KEYSTONE CAPITAL CORPORATION 
   
KEYSTONE SECURITIES, LLC 
   
KGW CAPITAL CORPORATION 
   
KILDARE CAPITAL 
   
KILEY PARTNERS, INC. 
   
KILLARNEY SECURITIES CORPORATION 
   
KIM ENG SECURITIES U.S.A. INC. 
   
KIMBALL & CROSS INVESTMENT MANAGEMENT CORP. 
   
KIMBERLY CAPITAL CORP. 
   
KIMELMAN & BAIRD, LLC 
   
KINECTA FINANCIAL & INSURANCE SERVICES, LLC 
   
KINETICS FUNDS DISTRIBUTOR, INC. 
   
KING FINANCIAL SERVICES, INC. 
   
KINGSBRIDGE CAPITAL CORP. 
   
KINGSDALE CAPITAL MARKETS (USA) INC. 
   
KINGSIDE PARTNERS, LLC 
   
KINSELL, NEWCOMB & DE DIOS, INC 
   
KIOUS AND COMPANY, INCORPORATED 
   
KIPLING CAPITAL, INC. 
   
KIPP REESE KOLDYKE SECURITIES LLC 
   
KIRK SECURITIES CORPORATION 
   
KIRLIN SECURITIES INC. 
   
KLEIN INVESTMENT GROUP, L.P. 
   
KMS FINANCIAL SERVICES, INC. 
   
KNBT SECURITIES, INC. 
   
KNIGHT CAPITAL MARKETS, LLC. 
   
KNIGHT EQUITY MARKETS, L.P. 
   
KNOX SECURITIES CORP. 
   
KOEHLER FINANCIAL, LLC 
   
KOONCE SECURITIES, INC. 
   
KOREA INVESTMENT & SECURITIES AMERICA, INC. 
   
KOTAK MAHINDRA, INC. 
   
KOVACK SECURITIES INC. 
   
KOVITZ SECURITIES, LLC 
   
KPMG CORPORATE FINANCE LLC 
   
KR SECURITIES, LLC 
   
KRAMBO CORPORTION 
   
KRAMER SECURITIES CORPORATION 
   
KRD BROKERAGE, LLC 
   
KRIEBEL GAS & OIL INVESTMENTS CORP. 
   
KRIEGER - CAMPBELL, INCORPORATED 
   
KRK LIMITED 
   
KRUEGER BROKERAGE INC. 
   
KUEHL CAPITAL CORPORATION 
   
KUHNS BROTHERS SECURITIES CORPORATION 
   
KUN-LUN DEVELOPMENT CORPORATION 
   
KURT SALMON ASSOCIATES CAPITAL ADVISORS, INC. 
   
KUYKENDALL & SCHNEIDER, INC. 
   
KV EXECUTION SERVICES LLC 
   
KW SECURITIES CORPORATION 
   
KYSON & CO 
   
L & M SECURITIES COMPANY INC. 
   
L&M FINANCIAL SERVICES 
   
L. B. FISHER & COMPANY 
   
L. DWIGHT SEARCY 
   
L.J. GOLDSTEIN & COMPANY, INCORPORATED 
   
L.J. HART AND COMPANY 
   
L.M. KOHN & COMPANY 
   
L.O. THOMAS & CO. INC. 
   
L.P. LITTLEWOOD AND ASSOCIATES, INC. 
   
LABRANCHE & CO. LLC 
   
LABRANCHE FINANCIAL SERVICES, INC. 
   
LABRANCHE STRUCTURED PRODUCTS DIRECT 
   
LABRUNERIE FINANCIAL SERVICES, INC. 
   
LACKEN BAY PARTNERS, LLC 
   
LACONIA CAPITAL CORPORATION 
   
LADENBURG THALMANN & CO. INC. 
   
LAFAYETTE INVESTMENTS, INC. 
   
LAFFER ADVISORS INCORPORATED 
   
LAFISE SECURITIES CORPORATION 
   
LAGUNA FINANCIAL CORPORATION 
   
LAIDLAW & COMPANY (UK) LTD. 
   
LAKE FOREST SECURITIES LLC 
   
LAM SECURITIES INVESTMENTS, INC. 
   
LAMAUTE CAPITAL INCORPORATED 
   
LAMBRIGHT FINANCIAL SOLUTIONS, LLC 
   
LAMON & STERN, INC. 
   
LAMPOST CAPITAL, L.C. 
   
LANCASTER POLLARD & CO. 
   
LANDAAS & COMPANY 
   
LANDMARK INVESTMENT GROUP, INC 
   
LANDOAK SECURITIES, LLC 
   
LANDOLT SECURITIES, INC. 
   
LANE CAPITAL MARKETS LLC 
   
LANE FINANCIAL L.L.C. 
   
LANE, BERRY & CO. INTERNATIONAL, LLC 
   
LANGDON SHAW SECURITIES, INC. 
   
LANGSCHIFF PARTNERS, LLC 
   
LANTERN INVESTMENTS, INC. 
   
LANTRUST SECURITIES INC. 
   
LARA, SHULL & MAY, LTD 
   
LARADORBECKER SECURITIES CORPORATION 
   
LARHETTE MANIN BENEFITS SERVICE GROUP, INC. 
   
LARIMER CAPITAL CORPORATION 
   
LARKSPUR CAPITAL CORPORATION 
   
LARSONALLEN FINANCIAL, LLC 
   
LASALLE CAPITAL, L.L.C. 
   
LASALLE FINANCIAL SERVICES, INC. 
   
LASALLE ST SECURITIES, L.L.C. 
   
LAUVER & COMPANY, INC. 
   
LAVA TRADING, INC. 
   
LAWSON FINANCIAL CORPORATION 
   
LAZARD ASSET MANAGEMENT SECURITIES LLC 
   
LAZARD CAPITAL MARKETS LLC 
   
LAZARD FRERES & CO. LLC 
   
LCS SECURITIES, LLC 
   
LEADER CAPITAL CORP 
   
LEADER INVESTMENTS, INC. 
   
LEC INVESTMENT CORP. 
   
LEDGEWOOD CAPITAL MANAGEMENT, LLC 
   
LEEB BROKERAGE SERVICES, INC. 
   
LEERINK SWANN & COMPANY 
   
LEGACY ASSET SECURITIES, INC. 
   
LEGACY CAPITAL FUND, INC. 
   
LEGACY FINANCIAL SERVICES, INC. 
   
LEGACY PARTNERS GROUP, LLC 
   
LEGACY SECURITIES CORP. 
   
LEGACY TRADING CO., LLC 
   
LEGEND EQUITIES CORPORATION 
   
LEGEND MERCHANT GROUP, INC. 
   
LEGEND SECURITIES, INC. 
   
LEGENT CLEARING 
   
LEGG MASON INVESTOR SERVICES, LLC 
   
LEHMAN BROTHERS INC. 
   
LEIGH BALDWIN & CO., LLC 
   
LEK SECURITIES CORPORATION 
   
LEMLEY, YARLING & CO. 
   
LEMPERT BROTHERS INTERNATIONAL USA, INC. 
   
LENOX FINANCIAL SERVICES, INC. 
   
LEONARD & COMPANY 
   
LEONARD SECURITIES, INC 
   
LEPERCQ, DE NEUFLIZE/TOCQUEVILLE SECURITIES, L.P. 
   
LESKO SECURITIES INC. 
   
LEUMI INVESTMENT SERVICES INC. 
   
LEVCO SECURITIES, INC. 
   
LEVY, HARKINS & CO., INC. 
   
LEWIS & CLARK INVESTMENTS, LP 
   
LEWIS FINANCIAL GROUP, L.C. 
   
LEWIS YOUNG ROBERTSON & BURNINGHAM, INC. 
   
LEXINGTON INVESTMENT COMPANY, INC. 
   
LFC SECURITIES, LLC 
   
LIABILITY SOLUTIONS INC. 
   
LIATI CAPITAL, LLC 
   
LIBERTAS PARTNERS LLC 
   
LIBERTY ASSOCIATES, INC 
   
LIBERTY CAPITAL INVESTMENT CORPORATION 
   
LIBERTY GLOBAL CAPITAL SERVICES LLC 
   
LIBERTY GROUP, LLC 
   
LIBERTY INVESTMENT COUNSEL, LTD. 
   
LIBERTY LIFE DISTRIBUTORS LLC 
   
LIBERTY LIFE SECURITIES LLC 
   
LIBERTY PACIFIC SECURITIES, LLC 
   
LIBERTY PARTNERS FINANCIAL SERVICES, LLC 
   
LIBRA SECURITIES, LLC 
   
LIEBLONG & ASSOCIATES, INC. 
   
LIFE SCIENCE GROUP, INC. 
   
LIFEMARK SECURITIES CORP. 
   
LIGHTHOUSE CAPITAL CORPORATION 
   
LIGHTHOUSE FINANCIAL GROUP, LLC 
   
LIGHTHOUSE SECURITIES, LTD. 
   
LIGHTSPEED PROFESSIONAL TRADING LLC 
   
LIGHTSPEED TRADING, LLC 
   
LIGHTSTONE SECURITIES, LLC 
   
LIME BROKERAGE LLC 
   
LINCOLN FINANCIAL ADVISORS CORPORATION 
   
LINCOLN FINANCIAL DISTRIBUTORS, INC. 
   
LINCOLN INTERNATIONAL L.L.C. 
   
LINCOLN INVESTMENT PLANNING, INC. 
   
LINEAR FINANCIAL SERVICES, INC. 
   
LINKBROKERS DERIVATIVES CORPORATION 
   
LINSCO/PRIVATE LEDGER CORP. 
   
LIQUIDNET, INC. 
   
LIQUIVEST, INC. 
   
LITTLE AND COMPANY 
   
LM ANDERSON SECURITIES, LLC 
   
LMT CAPITAL MARKETS LLC 
   
LN SECURITIES, INC. 
   
LOCKTON FINANCIAL ADVISORS, LLC 
   
LOEB ARBITRAGE FUND 
   
LOEB PARTNERS CORPORATION 
   
LOEWEN, ONDAATJE, MCCUTCHEON USA LIMITED 
   
LOMBARD ODIER DARIER HENTSCH SECURITIES, INC. 
   
LOMBARD SECURITIES INCORPORATED 
   
LONE STAR SECURITIES, INC. 
   
LONG ISLAND FINANCIAL GROUP, INC. 
   
LONGBOW SECURITIES, LLC 
   
LONGSHIP ALTERNATIVE ASSET MANAGEMENT 
   
LONGSTREET CAPITAL PARTNERS, INC. 
   
LOOMIS SAYLES DISTRIBUTORS, L.P. 
   
LOOP CAPITAL MARKETS LLC 
   
LORD ABBETT DISTRIBUTOR LLC 
   
LORIA FINANCIAL GROUP, LLC 
   
LORING WARD SECURITIES INC. 
   
LOUIS CAPITAL MARKETS, LP 
   
LOVELL INCORPORATED 
   
LOWELL & COMPANY, INC. 
   
LPM INVESTMENT SERVICES, INC 
   
LUCIEN, STIRLING & GRAY FINANCIAL CORPORATION 
   
LUDLOW WARD SECURITIES LLC 
   
LURIE BESIKOF LAPIDUS PRIVATE INVESTMENT BANKING, LLC 
   
LUTZ, THOMAS P. 
   
LYDIAN SECURITIES COMPANY 
   
LYNCH & ASSOCIATES 
   
LYNCH, JONES & RYAN LLC 
   
LYSTER WATSON SECURITIES, INC. 
   
M & J KAPLAN COMPANY, INC. 
   
M & W FINANCIAL INC. 
   
M B FINANCIAL SERVICES 
   
M FINANCIAL SECURITIES MARKETING, INC. 
   
M HOLDINGS SECURITIES, INC 
   
M&A CAPITAL, LLC 
   
M&I BROKERAGE SERVICES, INC. 
   
M&T SECURITIES, INC. 
   
M. AMARICO, INC 
   
M. E. ALLISON & CO., INC 
   
M. GRIFFITH LOCKE INVESTMENT SERVICES INC 
   
M. H. LEBLANG, INC 
   
M. HADLEY SECURITIES, INC. 
   
M. R. BEAL & COMPANY 
   
M. RAMSEY KING SECURITIES, INC 
   
M. S. HOWELLS & CO. 
   
M. ZUCKER, INC. 
   
M.D. SASS SECURITIES, L.L.C. 
   
M.E.B. OPTIONS INC. 
   
M.E.S.A. SECURITIES, INC 
   
M.J. WHITMAN LLC 
   
M.L. STERN & CO., LLC. 
   
M.T. GLANTZ FINANCIAL CORPORATION 
   
M1 ENERGY CAPITAL SECURITIES, LLC 
   
MACALLASTER PITFIELD MACKAY IN 
   
MACARTHUR STRATEGIES, INC 
   
MACATAWA INVESTMENT SERVICES, INC 
   
MACK INVESTMENT SECURITIES, INC 
   
MACMAR INVESTMENT CORPORATION 
   
MACQUARIE CAPITAL PARTNERS LLC 
   
MACQUARIE SECURITIES (USA) INC. 
   
MACRO FINANCIAL, LLC 
   
MADDEN SECURITIES CORPORATION 
   
MADISON AVENUE SECURITIES, INC. 
   
MADISON FINANCIAL MANAGEMENT LLC 
   
MADISON PARK GROUP LLC 
   
MAFG RIA SERVICES, INC. 
   
MAG FINANCIAL, INC. 
   
MAGNA SECURITIES CORP. 
   
MAGNER SECURITIES, LLC 
   
MAGUIRE INVESTMENTS, INC. 
   
MAHLER & EMERSON INC. 
   
MAIA SECURITIES, INC. 
   
MAIN STREET SECURITIES, LLC 
   
MAINE SECURITIES CORPORATION 
   
MAINSAIL GROUP LLC 
   
MAITLAND SECURITIES, INC. 
   
MAJESTIC SECURITIES LLC 
   
MAKO FINANCIAL MARKETS, LLC 
   
MALLORY CAPITAL GROUP, LLC 
   
MALORY INVESTMENTS, LLC 
   
MALPAT CAPITAL, LLC 
   
MAM WEALTH MANAGEMENT, LLC. 
   
MAN INVESTMENTS INC. 
   
MAN SECURITIES INC 
   
MANAGED ACCOUNT SERVICES, LLC 
   
MANAGED FINANCIAL BROKER SERVICES, L.L.C. 
   
MANAGED INVESTMENTS, INC. 
   
MANAGERS DISTRIBUTORS, INC. 
   
MANARIN SECURITIES CORPORATION 
   
MANCHESTER FINANCIAL GROUP, LLC 
   
MANHATTAN SECURITIES CORPORATION 
   
MANITOU CAPITAL MANAGEMENT, INC 
   
MANNA FINANCIAL SERVICES CORPORATION 
   
MANNING & NAPIER INVESTOR SERVICES, INC. 
   
MANOR HOUSE CAPITAL LLC 
   
MANOR SECURITIES, LLC 
   
MAP SECURITIES, INC. 
   
MAPLE SECURITIES U.S.A. INC 
   
MAPLEWOOD INVESTMENT ADVISORS, INC. 
   
MARATHON CAPITAL MARKETS, INC. 
   
MARATHON FINANCIAL GROUP, INC. 
   
MARBLEHEAD TRADING GROUP, LLC 
   
MARC J. LANE & COMPANY 
   
MARCH CAPITAL CORP 
   
MARCO CONSULTING GROUP, INC 
   
MARCO POLO SECURITIES INC 
   
MARCUS SCHLOSS & CO., INC. 
   
MARINER GROUP CAPITAL MARKETS, INC. 
   
MARINER INVESTMENT GROUP 
   
MARINO CAPITAL PARTNERS 
   
MARK BOYAR & COMPANY, INC. 
   
MARK ROSS & CO., INC. 
   
MARK STEWART SECURITIES, INC. 
   
MARKET WISE SECURITIES, LLC 
   
MARKETAXESS CORPORATION 
   
MARKS MCBROOM WALSTON SECURITIES, INC. 
   
MARKS, BAUGHAN & CO. LLC 
   
MARQUETTE DE BARY CO., INC. 
   
MARQUETTE INVESTMENT SERVICES, INC 
   
MARQUIS FINANCIAL SERVICES, INC 
   
MARSCO INVESTMENT CORPORATION 
   
MARSHALL FINANCIAL, INC 
   
MARTIN & COMPANY ADVISORS, LLC 
   
MARTIN CURRIE INVESTOR SERVICES, INC. 
   
MARTIN NELSON & CO., INC. 
   
MARTIN WOLF SECURITIES, LLC 
   
MARTINEZ-AYME SECURITIES 
   
MARTINSON & COMPANY, LTD. 
   
MARWOOD ALTERNATIVE ASSET MANAGEMENT LLC 
   
MARWOOD GROUP 
   
MASON SECURITIES, INC. 
   
MASSIE CAPITAL, LTD. 
   
MAST SERVICES LLC 
   
MASTERTRADER.COM 
   
MATHESON SECURITIES, L.L.C. 
   
MATRIX CAPITAL GROUP, INC. 
   
MATRIX PRIVATE EQUITIES, INC. 
   
MATRIX U.S.A., LLC 
   
MAX INTERNATIONAL BROKER/DEALER CORP. 
   
MAXIM GROUP LLC 
   
MAXIMUM FINANCIAL INVESTMENT GROUP, INC. 
   
MAXWELL NOLL INVESTMENT ADVISORS 
   
MAXXTRADE, INC. 
   
MAY CAPITAL GROUP, L.L.C. 
   
MAYFAIR PLANNING ASSOCIATES 
   
MAYFAIR SECURITIES, LLC 
   
MAYHILL AGENCY, LLC 
   
MAYMONT PARTNERS, INC. 
   
MB TRADING 
   
MBIA CAPITAL MANAGEMENT CORP. 
   
MBM SECURITIES, INC. 
   
MBSC, LLC 
   
MC FINANCIAL SERVICES LTD. 
   
MCA SECURITIES LLC 
   
MCADAMS WRIGHT RAGEN, INC. 
   
MCC SECURITIES, INC 
   
MCCLURG CAPITAL CORPORATION 
   
MCCOLL PARTNERS, LLC 
   
MCCONNELL, BUDD & ROMANO, INC 
   
MCCOURTNEY-BRECKENRIDGE & COMPANY 
   
MCDONALD INVESTMENTS INC. 
   
MCDUFFIE/MORRIS FINANCIAL GROUP, INC. 
   
MCFADDEN, FARRELL & SMITH, L.P. 
   
MCFARLAND DEWEY SECURITIES CO., L.P. 
   
MCGINN, SMITH & CO., INC 
   
MCKIM CAPITAL, INC 
   
MCKINNON & COMPANY, INC. 
   
MCL FINANCIAL GROUP, INC. 
   
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC. 
   
MCLEAN SECURITIES, LLC 
   
MCLINEY AND COMPANY 
   
MCM FINANCIAL CORP. 
   
MCM SECURITIES LLC 
   
MCMAHAN SECURITIES CO. L.P. 
   
MCMAHAN SECURITIES CORPORATE FINANCE LLC 
   
MCMANUS & MILES INCORPORATED 
   
MCMILLION SECURITIES, INC. 
   
MCNALLY FINANCIAL SERVICES CORPORATION 
   
MCNAMEE LAWRENCE & CO. SECURITIES 
   
MDB CAPITAL GROUP LLC 
   
MEANS INVESTMENT CO., INC. 
   
MEDALIST SECURITIES INC 
   
MEDALLION INVESTMENT SERVICES, INC. 
   
MEDVEST CAPITAL 
   
MEETING STREET BROKERAGE, LLC 
   
MELHADO, FLYNN & ASSOCIATES, INC. 
   
MELLIN SECURITIES, INC 
   
MELLON FINANCIAL MARKETS, LLC 
   
MELLON FUNDS DISTRIBUTOR, L.P. 
   
MELLON SECURITIES LLC 
   
MELVILLE ISLAND, LLC 
   
MELVIN SECURITIES, L.L.C. 
   
MERCADIEN SECURITIES 
   
MERCANTI SECURITIES, LLC 
   
MERCANTILE BROKERAGE SERVICES, INC. 
   
MERCANTILE INVESTMENT SERVICES, INC. 
   
MERCATOR ASSOCIATES, LLC 
   
MERCATOR SECURITIES LLC 
   
MERCER ALLIED COMPANY, L.P. 
   
MERCER CAPITAL LTD. 
   
MERCHANT CAPITAL, L.L.C. 
   
MERCURY EQUITY GROUP, LLC 
   
MERCURY SECURITIES, LLC 
   
MERIDIAN CAPITAL PARTNERS, LLC 
   
MERIDIAN EQUITY PARTNERS, INC. 
   
MERIDIAN INVESTMENTS, INC. 
   
MERIDIAN UNITED CAPITAL, LLC 
   
MERIDIEN FINANCIAL GROUP, INC. 
   
MERITUS FINANCIAL GROUP, INC 
   
MERLIN SECURITIES, LLC 
   
MERRILL LYNCH GOVERNMENT SECURITIES INC 
   
MERRILL LYNCH PROFESSIONAL CLEARING CORP 
   
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED 
   
MERRIMAC CORPORATE SECURITIES, INC. 
   
MERRIMACK VALLEY INVESTMENT, INC 
   
MERRIMAN CURHAN FORD & CO. 
   
MERRION SECURITIES, LLC 
   
MESIROW FINANCIAL, INC. 
   
METCAP SECURITIES, LLC 
   
METCIRCLE SECURITIES LLC 
   
METLIFE INVESTORS DISTRIBUTION COMPANY 
   
METLIFE SECURITIES INC. 
   
METROPOLITAN LIFE INSURANCE COMPANY 
   
METROPOLITAN WEST SECURITIES, LLC 
   
METZLER SECURITIES GMBH 
   
MEWBOURNE SECURITIES, INC. 
   
MEYER FINANCIAL GROUP, INC. 
   
MEYERS ASSOCIATES, L.P. 
   
MFI SECURITIES, L.P 
   
MFR SECURITIES, INC. 
   
MFS FUND DISTRIBUTORS, INC. 
   
MGI FUNDS DISTRIBUTORS, INC. 
   
MGI SECURITIES (USA) INC. 
   
MGIC MORTGAGE SECURITIES CORPORATION 
   
MGO SECURITIES CORP. 
   
MHA FINANCIAL CORP 
   
MHT SECURITIES, L.P. 
   
MICG INVESTMENT MANAGEMENT, LLC 
   
MICHAEL A. STEINBERG & COMPANY, INC. 
   
MICHAEL SAUNDERS SECURITIES CORP 
   
MICHIGAN SECURITIES, INC 
   
MICROTRADE NETWORKS, INC. 
   
MID ATLANTIC CAPITAL CORPORATION 
   
MID FLORIDA CAPITAL MANAGEMENT, INC 
   
MID-ATLANTIC SECURITIES, INC. 
   
MID-CONTINENT SECURITIES ADVISORS, LTD. 
   
MID-MARKET SECURITIES, LLC 
   
MID-OHIO SECURITIES CORP 
   
MIDAMERICA FINANCIAL SERVICES, INC. 
   
MIDAS SECURITIES, LLC 
   
MIDCHESTER CAPITAL LLC 
   
MIDDLE MARKET TRANSACTIONS, INC 
   
MIDDLEGATE SECURITIES LTD. 
   
MIDKIFF & STONE CAPITAL GROUP, INC 
   
MIDPOINT FINANCIAL SERVICES, INC 
   
MIDSOUTH CAPITAL, INC. 
   
MIDTOWN PARTNERS & CO., LLC 
   
MIDWEST RESOURCES SECURITIES CORP 
   
MIDWESTERN SECURITIES TRADING COMPANY, LLC 
   
MIDWOOD SECURITIES, INC 
   
MILBANK ROY SECURITIES, LLC 
   
MILESTONE ADVISORS LLC 
   
MILESTONE FINANCIAL SERVICES, INC 
   
MILESTONE GROUP MANAGEMENT LLC 
   
MILESTONE INVESTMENTS, INC. 
   
MILETUS TRADING, LLC 
   
MILKIE/FERGUSON INVESTMENTS, INC. 
   
MILLENNIUM WAVE INVESTMENTS 
   
MILLER BUCKFIRE & CO., LLC 
   
MILLER CAPITAL MARKETS, LLC 
   
MILLER FINANCIAL CORP. 
   
MILLER INVESTMENT PARTNERS, INC 
   
MILLER JOHNSON STEICHEN KINNARD, INC 
   
MILLER TABAK + CO., LLC 
   
MILLER TABAK ROBERTS SECURITIES, LLC 
   
MINNESOTA VALLEY INVESTMENTS 
   
MINSHALL & COMPANY INC. 
   
MIRAMAR SECURITIES, LLC 
   
MIRUS SECURITIES, INC. 
   
MISCHLER FINANCIAL GROUP, INC. 
   
MISSION SECURITIES CORPORATION 
   
MIT ASSOCIATES, LLC 
   
MITCHELL ENERGY ADVISORS, LLC 
   
MITCHELL SECURITIES CORPORATION OF OREGON 
   
MITCHELL SECURITIES, INC. 
   
MITRE GROUP LLC 
   
MITSUBISHI UFJ SECURITIES (USA), INC 
   
MIZUHO SECURITIES USA INC. 
   
MKG FINANCIAL GROUP, INC. 
   
MKM PARTNERS LLC 
   
MLI DISTRIBUTION LLC 
   
MLP REAL ESTATE SECURITIES, INC 
   
MMA SECURITIES, INC. 
   
MMC SECURITIES CORP 
   
MML DISTRIBUTORS, LLC 
   
MML INVESTORS SERVICES, INC. 
   
MMLISI FINANCIAL ALLIANCES, LLC 
   
MMR, INC. 
   
MOFFAT CAPITAL, LLC 
   
MOLECULAR SECURITIES INC. 
   
MOLONEY SECURITIES CO., INC. 
   
MONARCH CAPITAL GROUP, LLC 
   
MONARCH FINANCIAL CORPORATION OF AMERICA 
   
MONETA SECURITIES CORPORATION 
   
MONEX SECURITIES, INC 
   
MONEY CONCEPTS CAPITAL CORP 
   
MONEY CONSULTANTS SERVICES, INC 
   
MONEY MANAGEMENT ADVISORY, INC 
   
MONEY MARKET 1 INSTITUTIONAL INVESTMENT DEALER 
   
MONGERSON & COMPANY SECURITIES CORPORATION 
   
MONITOR CAPITAL INC. 
   
MONNESS CRESPI HARDT & CO., INC. 
   
MONROE SECURITIES, INC. 
   
MONTAG & JOSELSON 
   
MONTECITO ADVISORS, INC. 
   
MONTGOMERY & CO., LLC 
   
MONTROSE SECURITIES INTERNATIONAL 
   
MONUMENT GROUP, INC. 
   
MOORELAND PARTNERS LLC 
   
MOORES CREEK SECURITIES, INC. 
   
MOORS & CABOT FINANCIAL ADVISORS, LLC 
   
MOORS & CABOT, INC. 
   
MORAN SECURITIES, INC. 
   
MORETON BROKERAGE SERVICES, LLC 
   
MORGAN INVESTMENT MANAGEMENT, INC. 
   
MORGAN JOSEPH & CO. INC. 
   
MORGAN KEEGAN & COMPANY, INC 
   
MORGAN PEABODY, INC. 
   
MORGAN STANLEY & CO., INCORPORATED 
   
MORGAN STANLEY DISTRIBUTION, INC 
   
MORGAN STANLEY DISTRIBUTORS INC. 
   
MORGAN STANLEY DW INC. 
   
MORGAN STANLEY MARKET PRODUCTS INC. 
   
MORGAN WILSHIRE SECURITIES, INC 
   
MORGENTHAU & ASSOCIATES, INC. 
   
MORIZIO ASSOCIATES, LLC 
   
MORNINGSTAR INVESTMENT SERVICES, INC. 
   
MORRIS FINANCIAL, INC. 
   
MORRIS GROUP, INC. 
   
MORRISON INVESTMENTS, INC. 
   
MORTGAGES LTD. SECURITIES, L.L.C 
   
MORTON CLARKE BURNS FU & METCALF INC. 
   
MORTON SEIDEL & COMPANY, INC. 
   
MOSAIC CAPITAL SECURITIES, LLC 
   
MOSAIC FUNDS DISTRIBUTOR, LLC 
   
MOSS ADAMS CAPITAL LLC 
   
MOUNT YALE SECURITIES, LLC 
   
MOWELL FINANCIAL GROUP, INC. 
   
MPC SECURITIES, INC. 
   
MPI SECURITIES, INC. 
   
MS SECURITIES SERVICES, INC. 
   
MS TRADE FINANCE, LLC 
   
MSCS FINANCIAL SERVICES, LLC 
   
MSF SECURITIES, INC. 
   
MT RUSHMORE SECURITIES LLC 
   
MTG, LLC 
   
MTL EQUITY PRODUCTS, INC. 
   
MTS SECURITIES, LLC 
   
MUFSON HOWE HUNTER & PARTNERS LLC 
   
MULTI-BANK SECURITIES, INC. 
   
MULTI-FINANCIAL SECURITIES CORPORATION 
   
MULTI-NATIONAL SECURITIES LLC 
   
MULTIPLE FINANCIAL SERVICES, INC. 
   
MULTITRADE SECURITIES LLC 
   
MUNICIPAL CAPITAL MARKETS GROUP, INC 
   
MUNICIPAL PARTNERS, LLC 
   
MURIEL SIEBERT & CO., INC. 
   
MURPHY & DURIEU 
   
MURRAY TRAFF SECURITIES 
   
MUSKET RESEARCH ASSOCIATES INC 
   
MUTUAL FUND SPECIALISTS, INC. 
   
MUTUAL FUNDS ASSOCIATES INC. 
   
MUTUAL FUNDS INVESTMENT COMPANY 
   
MUTUAL OF AMERICA LIFE INSURANCE COMPANY 
   
MUTUAL OF AMERICA SECURITIES CORPORATION 
   
MUTUAL OF OMAHA INVESTOR SERVICES, INC 
   
MUTUAL SECURITIES, INC. 
   
MUTUAL SERVICE CORPORATION 
   
MUTUAL TRUST CO. OF AMERICA SECURITIES 
   
MV SECURITIES GROUP, INC. 
   
MVISION PRIVATE EQUITY ADVISERS USA LLC 
   
MVP GLOBAL TRADING, LLC 
   
MWA FINANCIAL SERVICES, INC. 
   
MWAM DISTRIBUTORS, LLC 
   
MYERBERG & COMPANY, L.P. 
   
MYSTOCKFUND SECURITIES, INC. 
   
N. HAHN & CO., INC. 
   
N.A.INVESTCORP LLC 
   
N.B,ZOULLAS SECURITIES, INC. 
   
N.E. PRIVATE CLIENT ADVISORS, LTD. 
   
N.E.I. ENERGY PARTNERS, INC 
   
N.I.S. FINANCIAL SERVICES, INC. 
   
NAFA CAPITAL MARKETS, LLC 
   
NAFINSA SECURITIES, INC. 
   
NANCY BARRON & ASSOCIATES, INC. 
   
NANES, DELORME CAPITAL MANAGEMENT LLC 
   
NANTUCKET SECURITIES COMPANY, LLC 
   
NARRAGANSETT BAY SECURITIES, INC. 
   
NASDAQ EXECUTION SERVICES, LLC 
   
NASDAQ OPTIONS SERVICES, LLC 
   
NATCITY INVESTMENTS, INC. 
   
NATEXIS BLEICHROEDER INC. 
   
NATIONAL ALLIANCE SECURITIES CORPORATION 
   
NATIONAL AUSTRALIA CAPITAL MARKETS, LLC 
   
NATIONAL EQUITY ADVISORS, INC. 
   
NATIONAL FINANCIAL SERVICES LLC 
   
NATIONAL INVESTOR SERVICES CORP. 
   
NATIONAL PENSION & GROUP CONSULTANTS, INC 
   
NATIONAL PLANNING CORPORATION 
   
NATIONAL SECURITIES CORPORATION 
   
NATIONS FINANCIAL GROUP, INC. 
   
NATIONWIDE INVESTMENT SERVICES CORPORATION 
   
NATIONWIDE PLANNING ASSOCIATES INC. 
   
NATIONWIDE SECURITIES, INC. 
   
NAVAID FINANCIAL SERVICES, INC. 
   
NAVELLIER SECURITIES CORP. 
   
NAVIGANT CAPITAL ADVISORS, LLC 
   
NAVIGATOR FINANCIAL CORPORATION 
   
NAVY FEDERAL BROKERAGE SERVICES, LLC 
   
NBC SECURITIES, INC. 
   
NBF SECURITIES (USA) CORP. 
   
NBGI SECURITIES INC. 
   
NDX TRADING, INC. 
   
NEAR EARTH, LLC 
   
NEEDHAM & COMPANY, LLC 
   
NEIDIGER, TUCKER, BRUNER, INC. 
   
NELKIN CAPITAL MANAGEMENT, INC. 
   
NELNET CAPITAL LLC 
   
NELSON CAPITAL COMPANY 
   
NELSON IVEST BROKERAGE SERVICES, INC. 
   
NELSON SECURITIES,INC. 
   
NELSONREID, INC. 
   
NEONET SECURITIES, INC. 
   
NEOVEST TRADING 
   
NESTLERODE & CO., INC. 
   
NETHERLAND SECURITIES, INC. 
   
NETWORK 1 FINANCIAL SECURITIES INC. 
   
NEUBERGER BERMAN MANAGEMENT INC 
   
NEUBERGER BERMAN, LLC 
   
NEVIS SECURITIES, LLC 
   
NEVWEST SECURITIES CORPORATION 
   
NEW CASTLE FINANCIAL GROUP INC. 
   
NEW COVENANT FUNDS DISTRIBUTOR, INC. 
   
NEW ENGLAND SECURITIES 
   
NEW HARBOR CAPITAL INC 
   
NEW HORIZONS ASSET MANAGEMENT GROUP, LLC 
   
NEW INVESTOR WORLD INCORPORATED 
   
NEW VERNON SECURITIES, LLC 
   
NEW WINDSOR ASSOCIATES, L.P. 
   
NEW YORK GLOBAL SECURITIES, INC. 
   
NEWALLIANCE INVESTMENTS, INC. 
   
NEWBRIDGE SECURITIES CORPORATION 
   
NEWBURY STREET CAPITAL LIMITED PARTNERSHIP 
   
NEWBURY, PIRET & CO., INC. 
   
NEWCAP PARTNERS, INC. 
   
NEWCASTLE DISTRIBUTORS LLC 
   
NEWCOMB AND COMPANY 
   
NEWCOURT SECURITIES, LTD 
   
NEWFORTH PARTNERS, LLC 
   
NEWMAN, LADD CAPITAL, INC. 
   
NEWPOINT SECURITIES, LLC 
   
NEWPORT CAPITAL, INC 
   
NEWPORT GROUP SECURITIES, INC. 
   
NEWPORT SECURITIES CORPORATION 
   
NEWPORTX.COM 
   
NEWTEK SECURITIES, LLC 
   
NEXBANK SECURITIES INC 
   
NEXCORE CAPITAL, INC. 
   
NEXT FINANCIAL GROUP, INC. 
   
NEXT GENERATION EQUITY RESEARCH LLC 
   
NEXTREND SECURITIES, INC. 
   
NFB INVESTMENT SERVICES CORP. 
   
NFP SECURITIES, INC. 
   
NGAS SECURITIES, INC. 
   
NI ADVISORS 
   
NIA SECURITIES, L.L.C. 
   
NIAGARA INTERNATIONAL CAPITAL LIMITED 
   
NICHOLAS-APPLEGATE SECURITIES LLC 
   
NICOL INVESTORS CORPORATION 
   
NIGHTHAWK PARTNERS INC. 
   
NIKOH SECURITIES CORPORATION 
   
NILE CAPITAL, LLC 
   
NIPHIX INVESTMENTS INC. 
   
NMP CAPITAL, LLC 
   
NNN CAPITAL CORP. 
   
NOBLE INTERNATIONAL INVESTMENTS, INC. 
   
NOBLETRADING.COM, INC. 
   
NOESIS CAPITAL CORP. 
   
NOLAN SECURITIES CORP. 
   
NOLLENBERGER CAPITAL PARTNERS INC. 
   
NOMURA SECURITIES INTERNATIONAL, INC. 
   
NORDBERG CAPITAL INC. 
   
NORDIC PARTNERS INC. 
   
NORFOLK MARKETS, LLC 
   
NORTH AMERICAN CAPITAL MARKETS, LLC 
   
NORTH AMERICAN CLEARING, INC. 
   
NORTH ATLANTIC SECURITIES, L.L.C. 
   
NORTH BRIDGE CAPITAL, LLC 
   
NORTH COAST SECURITIES CORPORATION 
   
NORTH HAMPTON PARTNERS, L.P. 
   
NORTH POINT ADVISORS, LLC 
   
NORTH RIDGE SECURITIES CORP. 
   
NORTH STAR INVESTMENT SERVICES, INC. 
   
NORTH WOODWARD FINANCIAL CORP. 
   
NORTHBRIDGE FINANCIAL SERVICES 
   
NORTHEAST CAPITAL MARKETS CORP. 
   
NORTHEAST SECURITIES, INC. 
   
NORTHERN CAPITAL SECURITIES CORPORATION 
   
NORTHERN FUNDS DISTRIBUTORS, LLC 
   
NORTHERN SECURITIES, INC. 
   
NORTHERN TRUST SECURITIES, INC. 
   
NORTHLAND SECURITIES, INC. 
   
NORTHPOINT TRADING PARTNERS, LLC 
   
NORTHSTAR FINANCIAL PARTNERS, INC. 
   
NORTHWEST INVESTMENT ADVISORS, INC. 
   
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC 
   
NORTHWINDS MARKETING GROUP LLC 
   
NOVA FUND L.P. 
   
NPB FINANCIAL GROUP, LLC 
   
NSM SECURITIES, INC. 
   
NUMIS SECURITIES INC. 
   
NUNAMI SERVICES, LLC. 
   
NUTMEG SECURITIES, LTD. 
   
NUVEEN INVESTMENTS, LLC 
   
NW ADVISORS LLC 
   
NW CAPITAL MARKETS INC. 
   
NWT FINANCIAL GROUP, LLC 
   
NY CREDIT SECURITIES, LLC 
   
NYFIX CLEARING CORPORATION 
   
NYFIX MILLENNIUM, L.L.C. 
   
NYFIX TRANSACTION SERVICES, INC. 
   
NYLIFE DISTRIBUTORS LLC 
   
NYLIFE SECURITIES INC. 
   
NYPPE, LLC 
   
O'BRIEN & SHEPARD, INC. 
   
O'KEEFE SHAW & CO., INC. 
   
O'TOOLE INSURANCE & SECURITIES 
   
OAK GROVE INVESTMENT SERVICES, INC 
   
OAK TREE SECURITIES, INC. 
   
OAKBROOK FINANCIAL GROUP, LLC 
   
OAKBROOK INVESTMENT BROKERS, INC 
   
OAKES, FITZWILLIAMS & CO. L.P. 
   
OBERLIN FINANCIAL CORP. 
   
OBERON SECURITIES, LLC 
   
OBERWEIS SECURITIES, INC. 
   
OBEX SECURITIES LLC 
   
OBJECTIVE EQUITY, LLC 
   
OC SECURITIES, INC. 
   
OCEAN STATE SECURITIES, INC. 
   
OCEANA PARTNERS LLC 
   
OCEANUS SECURITIES, LLC 
   
OCM INVESTMENTS, LLC 
   
OCNAYR 
   
OCTAGON TRADING GROUP, LLC 
   
OCTAVUS LLC 
   
ODD LOT BONDS, INC 
   
ODDO SECURITIES CORPORATION 
   
ODYSSEY SECURITIES, LLC 
   
OFFUTT SECURITIES, INC. 
   
OFG FINANCIAL SERVICES, INC. 
   
OGDENBURR PARTNERS LLC 
   
OGILVIE SECURITY ADVISORS CORPORATION 
   
OHIO NATIONAL EQUITIES, INC. 
   
OHIO SAVINGS SECURITIES, INC 
   
OHTAKA SECURITIES, LLC 
   
OIEN SECURITIES, INC. 
   
OKOBOJI FINANCIAL SERVICES, INC. 
   
OLD COLONY INVESTMENT GROUP, INC 
   
OLD MUTUAL INVESTMENT PARTNERS 
   
OLDE ECONOMIE FINANCIAL CONSULTANTS, LTD. 
   
OLDS SECURITIES CORPORATION 
   
OLMSTED & MULHALL, INC. 
   
OLSTEIN & ASSOCIATES, L.P 
   
OLYMPIA ASSET MANAGEMENT,LTD. 
   
OLYMPUS SECURITIES, LLC 
   
OMEGA SECURITIES, INC. 
   
OMNI BROKERAGE, INC. 
   
OMNI FINANCIAL GROUP, L.L.C. 
   
OMNI FINANCIAL SECURITIES, INC 
   
OMNICAP, LLC 
   
OMNIVEST, INC. 
   
ONE FINANCIAL SECURITIES, LTD. 
   
ONE SECURITIES CORPORATION 
   
ONEAMERICA SECURITIES, INC. 
   
ONECAPITAL SECURITIES, LLC 
   
ONLINE BROKERAGE SERVICES 
   
ONTRADE INC. 
   
ONYX PARTNERS, INCORPORATED 
   
OPHIR CAPITAL LLC 
   
OPL SECURITIES, LLC 
   
OPPENHEIMER & CLOSE, INC. 
   
OPPENHEIMER & CO. INC. 
   
OPPENHEIMERFUNDS DISTRIBUTOR, INC 
   
OPTIONSHOUSE, INCORPORATED 
   
OPTIONSXPRESS, INC. 
   
OPTSECURITIES, LLC 
   
ORCHARD SECURITIES, LLC 
   
ORIENTAL FINANCIAL SERVICES CORP 
   
ORION SECURITIES (USA) INC 
   
ORION TRADING, LLC 
   
OSCAR GRUSS & SON, INCORPORATED 
   
OSHIMA & ASSOCIATES 
   
OSPREY PARTNERS LLC 
   
OTA LLC 
   
OTR 
   
OVERTURE SECURITIES LLC 
   
OWENS SECURITIES CORP.